GUID­ANCE ON REG­U­LA­TION

Investment Executive - - ADVISORS’ REPORT CARD -

The pace of reg­u­la­tory change in the fi­nan­cial ser­vices sec­tor con­tin­ues un­abated. Ad­vi­sors in all dis­tri­bu­tion chan­nels are turn­ing to their firms more and more for help in nav­i­gat­ing this new world.

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