Stock­bro­kers and Mis­con­duct

The Economic Times - - Around The World - Op­pen­heimer & Co

A new study cal­cu­lates the per­cent­age of stock­bro­kers at ev­ery firm who have com­mit­ted mis­con­duct at least once. The au­thors de­fine mis­con­duct as a set­tled cus­tomer com­plaint, var­i­ous reg­u­la­tory ac­tions or other black marks

First Al­lied Se­cu­ri­ties

Newspapers in English

Newspapers from India

© PressReader. All rights reserved.