Category - U.S. Securities and Exchange Commission

• Moratorium on new online lending firms lifted by Aug
• US judge OKs Musk-SEC deal despite ‘red flags’
• Judge approves Musk settlement over purchase of shares
• SEC expands digital services in Ilagan City
• New digital bank licenses still under review – BSP
• BDO READIES ANOTHER SUSTAINABI­LITY BOND OFFER, EYES AT LEAST P 5B
• SEC removes legal obstacle to UBS’ crisis-resolution plan
• Judge allows SEC-Musk deal despite some ‘misgivings’
• Judge clears Musk’s $1.5 million SEC settlement.
• Judge allows SEC-Musk deal despite ‘significan­t misgivings’
• Judge allows SEC-Musk deal despite ‘significan­t misgivings’
• Judge allows SEC-Musk deal despite ‘significan­t misgivings’
• Reluctant Musk deal ok
• Reluctant Musk deal OK
• Trump’s plan to require fewer disclosure­s would leave investors in the dark
• Investors for quarterly reports
• Investors for quarterly reports
• THE NEW DEAL: REFORM AND RECOVERY IN A TIME OF CRISIS
• Investment scams everywhere, so investigat­e first
• SEC chief rips into lefty Mam
• SEc chief rips into lefty Mam
• For crucial federal agencies, the veneer of independen­ce is stripped away
• Judge nixes fraud suit targeting former CEO
• Federal agencies lose political independen­ce
• SEc fine time for merrill
• SEC fine time for Merrill
• SEC fines Merrill Lynch $7.5M over reporting lapses
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• CooperSurg­ical pays $272M to settle suits
• British American Tobacco cost-cutting hits 9,000 jobs
• Lawsuit
• Judge dismisses fraud suit against Jones