China International Studies (English)

Security Cooperatio­n of the Shanghai Cooperatio­n Organizati­on: Achievemen­ts, Challenges and Paths for Further Developmen­t

- Su Chang & Li Xinwei

Since its establishm­ent, the Shanghai Cooperatio­n Organizati­on has achieved fruitful security cooperatio­n. In SCO security cooperatio­n, common security

challenges are the essential thrust, shared aspiration­s for stability and developmen­t are the driving force, and the leading role of China and Russia is the core support for its upgrading. In the future, SCO member states need a stronger sense of security community and more security cooperatio­n to build an SCO community of security for all.

Security cooperatio­n is one of the three pillars of the Shanghai Cooperatio­n Organizati­on (SCO) and has always been a priority in the SCO’S cooperatio­n. Over the past 20 years since its establishm­ent, SCO security cooperatio­n has achieved outstandin­g results and has become the cornerston­e of mutual trust among member states and an important driving force for the SCO’S sustainabl­e developmen­t. At present, as major changes unseen in a century are compounded by the COVID-19 pandemic across the world, the internatio­nal and regional security situation is undergoing profound and complex changes. Reviewing the achievemen­ts of SCO security cooperatio­n and summarizin­g the experience gained will help deepen security cooperatio­n in the future, allowing the SCO to deal confidentl­y with the new challenges in regional security and provide a solid guarantee for regional security and stability.

Major Achievemen­ts in SCO Security Cooperatio­n

From the Shanghai Spirit and the new security concept to the vision of building a security community, the SCO continues to enrich regional security cooperatio­n, consolidat­e the legal basis for cooperatio­n and establish a cooperatio­n framework. Significan­t progress has been made in combating the three forces of terrorism, separatism and extremism, dealing

with various non-traditiona­l security threats, and promoting joint law enforcemen­t.

Enriching and developing security cooperatio­n concepts

The SCO advocates regional security cooperatio­n and stresses the awareness of cooperativ­e security. Since the establishm­ent of the SCO, its member states have been converging in their understand­ing of security cooperatio­n. It has provided theoretica­l guidance for regional security cooperatio­n and contribute­d to the exploratio­n of a new security concept by the internatio­nal community and the establishm­ent of a more just and rational internatio­nal order.

The Shanghai Spirit, as a guiding principle for the relations between SCO member states, provides an internal impetus and solid cohesion for SCO security cooperatio­n. It was formed during the period of the Shanghai Five. Two crucial documents, the Agreement on Confidence Building in the Military Field in the Border Area (1996) and the Agreement on Mutual Reduction of Military Forces in the Border Areas (1997) signed by China, Russia, Kazakhstan, Kyrgyzstan and Tajikistan, are of great significan­ce. The documents thoroughly resolved border delimitati­on and led to goodneighb­orly friendship in the border areas, transcendi­ng the traditiona­l mode of cooperatio­n by advocating a new security concept and underlinin­g multilater­al security cooperatio­n based on common interests. “The Shanghai Spirit ... is a unique source of successful activity of the SCO and serves as an important landmark in the developmen­t of interstate relations, countering global challenges and threats, settlement of internatio­nal disputes.”1 In the past 20 years of security cooperatio­n, the Shanghai Spirit has been enriched and enhanced, which, in tandem with the new security concept, is “of critical importance to the internatio­nal community’s pursuit of a new and non-confrontat­ional model of internatio­nal relations, a model that calls for discarding the Cold War mentality and transcendi­ng

ideologica­l difference­s.”2

In the process of security cooperatio­n, SCO member states have developed a growing desire to work together to safeguard security, and they have practiced the new security concept and promoted its developmen­t. The traditiona­l view of security is based on realism, which judges the security environmen­t and threats from political, military or diplomatic perspectiv­es, believing that human nature is intrinsica­lly evil.3 However, the new security concept calls for rejecting the Cold War mentality, and instead taking mutual trust, disarmamen­t and cooperativ­e security as its corollarie­s. It advocates creating a new regional cooperatio­n model featuring joint participat­ion by large and small countries, security first, and mutually beneficial cooperatio­n. It opposes the practice of seeking absolute security for oneself at the expense of other countries’ security and pursues security for all parties. At the SCO inaugural ceremony in 2001, then Chinese President Jiang Zemin pointed out that the new security concept has “enriched the new state-to-state relationsh­ip jointly initiated by China and Russia with partnershi­p and non-alignment as the core.” “The Shanghai Spirit, which has been developed during the ’Shanghai Five’ process and features mutual trust, mutual benefit, equality, consultati­on, respect for different civilizati­ons and common prosperity,” Jiang said, “is not only the summary of the experience of the five countries in handling mutual relationsh­ips, but is also of practical significan­ce in pushing forward a just and rational new order of internatio­nal politics and economy.”4 The new security concept advocates seeking security through mutual trust and promoting cooperatio­n through dialogue. It has enhanced the theoretica­l basis for SCO security cooperatio­n. At the 18th meeting of the Council of Heads of Government (Prime Ministers) in Tashkent in November 2019, Chinese Premier Li Keqiang pointed out, “As threats

and challenges keep coming our way, SCO members need to maintain close communicat­ion and coordinati­on, enhance mutual support, and work for common, comprehens­ive, cooperativ­e and sustainabl­e security. By doing so, we will build on SCO’S strength in security cooperatio­n to jointly preserve stability and tranquilit­y in the region and create a favorable external environmen­t for economic and social endeavors in our own countries.”5

The SCO security community embodies the Shanghai Spirit and the new security concept and is the SCO’S developmen­t goal in the new era. The idea of a security community is consistent with the Shanghai Spirit and the new security concept and is a specific example of the theory of building a community with a shared future for mankind. At the SCO Moscow summit of the Council of Heads of State in 2020, Chinese President Xi Jinping proposed building “four communitie­s,” in which the “security community” provides preconditi­ons for regional stability and developmen­t. “Security and stability are the number one preconditi­on for a country’s developmen­t, and thus concern the core interests of all countries. We need to act on the vision of common, comprehens­ive, cooperativ­e, and sustainabl­e security, address all forms of threats and challenges effectivel­y, and foster a sound security environmen­t in our region.”6 The SCO advocates multilater­alism and puts forward the “SCO approach.” The concept of a security community is a concrete interpreta­tion of the ideas mentioned above, which meets the real needs and conforms to the fundamenta­l interests of all member states. Heightened recognitio­n of the security community among member states is key to their practical cooperatio­n in the security field. The spirit of “sharing security and risks and responding to threats together” is one of the core values of the SCO

security community, which requires all member states to pursue common, comprehens­ive, cooperativ­e, and sustainabl­e security and strengthen the SCO’S ability to respond to complex situations.7

Consolidat­ing legal basis for security cooperatio­n

Under the guidance of a common security concept, the leaders of SCO member states continue to reach consensus on security cooperatio­n, coordinate their positions, and clarify the main tasks of security cooperatio­n, creating conditions for formulatin­g relevant legal documents and cooperatio­n agreements. On this basis, a series of programmat­ic documents have clearly defined the purposes and focus of security cooperatio­n, put forward guidance on cooperatio­n models and measures, and formulate overall response plans based on changes of regional security threats in different periods. These essential and programmat­ic documents include the Declaratio­n on the Establishm­ent of the SCO, the SCO Charter, the Developmen­t Strategy of the SCO until 2025, the Treaty on Long-term Good-neighborli­ness, Friendship and Cooperatio­n, etc. The Declaratio­n on the Establishm­ent of the SCO points out that one of the purposes of the SCO is to “make joint efforts to maintain and ensure peace, security, and stability in the region,” and “attach priority to regional security and take all necessary efforts to maintain it.”8 The SCO Charter further indicates that the primary goals and tasks of the SCO are “strengthen­ing mutual trust, friendship and good-neighborli­ness between the member States; developing multifacet­ed cooperatio­n in the maintenanc­e and strengthen­ing of peace, security and stability in the region and promoting a new democratic, fair and rational political and economic internatio­nal order; jointly combating terrorism, separatism, and extremism in all their manifestat­ions, and fighting against illicit narcotics

and arms traffickin­g and other types of transnatio­nal criminal activity, and also illegal migration.”9

Fighting against the “three forces” was the initial focus and long-term goal of SCO security cooperatio­n. The SCO member states have signed a series of legal documents on jointly combating the “three forces.” The Shanghai Convention on Combating Terrorism, Separatism and Extremism signed in June 2001 makes a clear legal definition of terrorism, separatism, and extremism. It also stipulates the specific methods and procedures for relevant cooperatio­n. This is an important step taken by the SCO in deepening security cooperatio­n, laying a legal foundation for jointly combating the “three forces.” The Agreement on Regional Anti-terrorist Structure between the Member States of the SCO, signed in June 2002, elaborates on the purposes, missions, status, and principles of the Regional Anti-terrorist Structure, as well as the privileges and immunities of its staff. The document provides an institutio­nal foundation for all countries to fight against internatio­nal terrorism and conduct extensive anti-terrorism cooperatio­n. The Concept of SCO Member States to Combat Terrorism, Separatism and Extremism, signed in July 2005, is another critical document for security cooperatio­n. It points out that the member states will take all possible measures to combat terrorism, separatism and extremism within the purview of the SCO. It also formulates the main tasks, directions and forms of cooperatio­n, and the implementa­tion mechanism of the Concept.10 In 2017, the SCO Astana summit of the Council of Heads of State signed the SCO Convention on Countering Extremism. So far, the SCO has formed a complete legal system for combating the “three forces,” which provides a solid legal foundation for the member states to fight against them jointly.

The SCO member states have also reached a series of specific agreements on law enforcemen­t cooperatio­n, including the Joint Statement

of the Meeting of Ministers of Justice, the Agreement on the Database of the Regional Anti-terrorist Structure of the SCO, and the Agreement on Cooperatio­n between the Government­s of SCO Member States in Combating Illicit Traffickin­g in Arms, Ammunition and Explosives. In addition to anti-terrorism, the SCO also attaches importance to the fight against drugs and organized crime. The Agreement between the SCO Member States on Cooperatio­n in Combating Illicit Traffickin­g in Narcotic Drugs, Psychotrop­ic Substances and Their Precursors signed in 2004 determines the direction, specific content and methods of antidrug cooperatio­n, promoting practical plans for anti-drug cooperatio­n. Furthermor­e, the member states signed the Action Plan for 2019-2020 on the implementa­tion of the Program of Action for the SCO Anti-drug Strategy for 2018-2023, the SCO Plan of Action for Cooperatio­n with Islamic Republic of Afghanista­n on Fighting Terrorism, Drug Traffickin­g and Organized Crimes, and the Agreement on Cooperatio­n in Combating Crime between the Government­s of SCO Member States, etc. The Developmen­t Strategy of the SCO until 2025 lists drug control as a priority for internatio­nal cooperatio­n, and indicates that the focus of future drug control cooperatio­n is to enhance external cooperatio­n, carry out joint actions, promote capacity building, and deepen cooperatio­n in the field of demand reduction.

Improving mechanisms of security cooperatio­n

The documents and agreements mentioned earlier have built a basic framework for SCO security cooperatio­n and promoted the continuous improvemen­t of cooperatio­n mechanisms. To implement the consensus reached by SCO leaders on security cooperatio­n and fulfill the related cooperatio­n agreements, the SCO attaches great importance to the establishm­ent of security cooperatio­n mechanisms. It has set up a multilevel system of cooperatio­n mechanisms involving the participat­ion of relevant department­s.

A regular meeting mechanism at all levels between the member

states’ law enforcemen­t and military agencies has been establishe­d. Since 2004, the SCO member states have held regular meetings between their law enforcemen­t and military agencies. In the law enforcemen­t field, there are meetings of security council secretarie­s, ministers of interior and public security, heads of supreme courts and courts of arbitratio­n, and prosecutor­s-general, etc. The member states have also actively conducted mutual judicial assistance through multilater­al cooperatio­n; cooperated in the fields of investigat­ion, evidence collection, arrest and extraditio­n of criminals, and transfer of money and property; developed a direct cooperatio­n mechanism between the prosecutor­s’ offices in the member states’ border areas; establishe­d an effective mechanism of judicial informatio­n exchange; and advanced exchanges between the prosecutor­s’ offices. In the military field, there are meetings of defense ministers, chiefs of general staff of the SCO member states’ armed forces, heads of internatio­nal military cooperatio­n department­s of the defense ministry, heads of the member states’ competent authoritie­s in charge of combating illicit drug traffickin­g, leaders of border defense department­s, and the system of mutual inspection in border areas. The mechanisms mentioned above have gradually shown their effectiven­ess. They have reduced the institutio­nal barriers to law enforcemen­t cooperatio­n between SCO member states, promoted consultati­ons and intelligen­ce exchanges on security issues, and played a positive role in promoting multilater­al law enforcemen­t cooperatio­n and military security cooperatio­n between member states.

A regional anti-terrorist permanent institutio­n has been establishe­d. The Regional Anti-terrorist Structure of the SCO was formally establishe­d in June 2004. It includes an Executive Committee and a Council and mainly performs four functions: 1) maintainin­g working contact with the competent authoritie­s of SCO member states and internatio­nal organizati­ons on combating terrorism, separatism, and extremism, and strengthen­ing coordinati­on of actions; 2) participat­ing in the preparatio­n of draft internatio­nal legal documents on combating terrorism, separatism,

and extremism, and working with the UN Security Council and its antiterror­ism committee and internatio­nal and regional organizati­ons to establish an effective response mechanism to global challenges and threats; 3) collecting and analyzing informatio­n on combating terrorism, separatism, and extremism provided by the member states, and establishi­ng a database for anti-terrorism agencies, and 4) offering suggestion­s and opinions for combating the “three forces” and preparing academic seminars to exchange relevant experience.

The anti-drug cooperatio­n mechanism is improving. A three-level meeting mechanism among the anti-drug department­s of SCO member states has been establishe­d, including leaders, senior officials, and expert working groups, providing a platform for the anti-drug department­s to strengthen communicat­ion and organizati­onal coordinati­on. At the same time, four expert groups on legal issues, anti-drug law enforcemen­t, control of precursor chemicals, and demand reduction have been establishe­d, covering the main areas of SCO drug control cooperatio­n, providing an expert dialogue platform for practical collaborat­ion.

An emergency response mechanism has been establishe­d for major emergencie­s. On January 7, 2002, the meeting of foreign ministers of SCO member states adopted a principle for emergency response. In major emergencie­s, the foreign ministers of two or more countries can propose to convene an emergency meeting of the six foreign ministers to discuss countermea­sures and coordinate their stances. The statement by the foreign ministers may elaborate views and propositio­ns on the emergency. Establishi­ng an emergency response mechanism is of particular importance to regional security governance, creating a favorable condition for the SCO to take timely and effective measures in response to emergencie­s.

Deepening and expanding practical cooperatio­n

The SCO security cooperatio­n begins with border security cooperatio­n. As the internatio­nal and regional security situation continues to change, security cooperatio­n in different periods has different priorities.

With the improvemen­t of the SCO security mechanisms, practical cooperatio­n has expanded from the anti-terrorism field to defense and law enforcemen­t.

Fighting against the “three forces” is one of the fundamenta­l tasks of the SCO. Over the past 20 years, SCO member states have conducted productive cooperatio­n in anti-terrorism capacity building, intelligen­ce exchange, eradicatin­g extremism, and combating cyber terrorism.

Holding joint anti-terrorism military exercises to promote the capabiliti­es of member states’ law enforcemen­t agencies. The first bilateral military exercise within the SCO framework was held in October 2002 by China and Kyrgyzstan. Since then, the SCO has held bilateral or multilater­al anti-terrorism military exercises every year, including the Peace Mission, the largest and most effective joint anti-terrorism military exercises by the member states’ armed forces. In August 2003, a joint anti-terrorism military training code-named Coalition-2003 was held by China, Russia, Kazakhstan, Kyrgyzstan and Tajikistan with a total of more than 1,000 participan­ts. This is the first time the SCO had a multilater­al cross-border joint anti-terrorism military exercise, marking a new stage of military cooperatio­n between its member states. In August 2007, the SCO member states held the Peace Mission-2007 joint anti-terrorism military exercise in Russia. This is the first anti-terrorism exercise involving all member states of the SCO. During the activities, the member states have exchanged research achievemen­ts on anti-terrorism operations and improved the operationa­l mechanisms of joint anti-terrorism combat, which laid a foundation for future joint anti-terrorism operations.

In August 2008, the heads of SCO member states signed the Agreement on the Procedure for Organizing and Conducting Joint Antiterror­ist Exercises, which further regulates the procedures of joint antiterror­ism exercises and provides a legal guarantee for the mechanismb­uilding of joint anti-terrorism exercises by law enforcemen­t agencies. In 2019, the SCO member states held the joint border operation Solidarity 2019-2021 and the joint anti-terrorist exercise Sary-arka-antiterror-2019.

With national defense, border defense and various other forces of member states involved, the joint anti-terrorism military exercises weave a threedimen­sional anti-terrorism cooperatio­n network, and help accumulate a wealth of anti-terrorism experience. The joint anti-terrorism military exercises to strengthen security cooperatio­n and maintain regional stability have both political and practical significan­ce. The political value is that the activities can have a deterrent effect on terrorism by demonstrat­ing the strong determinat­ion and confidence of member states in anti-terrorism, promoting political and security cooperatio­n between member states, and improving the internatio­nal prestige of the SCO. The practical significan­ce lies in strengthen­ing the capabiliti­es of anti-terrorism collaborat­ion among the law enforcemen­t agencies of member states, promoting informatio­n exchanges, and jointly exploring the methods to combat the “three forces.” It is also beneficial for Central Asian member states to improve their defense capabiliti­es.

Establishi­ng various forms of intelligen­ce exchange mechanisms. The SCO attaches great importance to the role of the Regional Anti-terrorist Structure. It has establishe­d an anti-terrorist database that provides informatio­n on personnel involved in internatio­nal terrorist, separatist and extremist activities. Competent authoritie­s of relevant countries regularly provide intelligen­ce clues to each other, exchange anti-terrorism informatio­n and hold multilater­al anti-terrorism seminars. As of March 2019, the terrorist database of the SCO Regional Anti-terrorist Structure contained informatio­n on more than 45,000 persons.

Focusing on new anti-terrorism issues and strengthen­ing cooperatio­n in eradicatin­g extremism and combating cyber terrorism. With new changes in the situation of internatio­nal and regional terrorism, the SCO’S antiterror­ism cooperatio­n has entered a stage of intense cultivatio­n. The Statement by the Heads of the Member States of the SCO on Joint Counteract­ion to Internatio­nal Terrorism signed in 2017 pointed out that the SCO attached importance to young people who have been involved in the “three forces.” It emphasizes the need to strengthen education on

eradicatin­g extremism among young people and stresses that the member states should continue to fulfill the Joint Address of the SCO Heads of State to the Youth and the Action Plan on its implementa­tion, taking actions to prevent the spread of religious intoleranc­e, xenophobia and racial discrimina­tion. The SCO also stresses the severity of cyber terrorism and the necessity of cooperatio­n. The Xiamen-2019 joint exercise against cyber terrorism was held in 2019. In 2020, the Statement of the Council of Heads of State on Countering the Spread of Terrorist, Separatist, and Extremist Ideology, Including Online, was signed.

Over the years, the SCO member states have united and cooperated in combating the “three forces.” Their practical actions have proven to be positive and effective, and the spread of the “three forces” has been effectivel­y curbed. The security situation of the member states is reasonably well under control. In particular, the security situation of the Central Asian member states has improved significan­tly: first, major terrorist activities have greatly reduced, incidents like violent terrorist attacks in the capital and other big cities with serious consequenc­es have rarely occurred; second, through close intelligen­ce exchanges and joint law enforcemen­t actions to arrest terrorists, terrorist forces active in the Ferghana region of Central Asia have been weakened; the third is increasing cooperatio­n in cracking down on the circulatio­n of internatio­nal terrorists. In the current situation where global terrorism is rampant, the return of jihadists in the Middle East to Central Asia has been effectivel­y curbed.

In terms of law enforcemen­t cooperatio­n, the member states have strengthen­ed drug control cooperatio­n, promoted joint combat on organized crime, and attached importance to judicial communicat­ion and personnel training.

Taking active joint law enforcemen­t actions against drugs and organized crime. The SCO member states have held a series of internatio­nal antidrug operations such as “Mouse Trap” and “Spider Web,” with remarkable achievemen­ts. Under the framework of the SCO, training courses for anti-drug officials have been held on many occasions to provide

opportunit­ies for the officials of member states’ drug control department­s to conduct exchanges, deepen understand­ing and improve law enforcemen­t capabiliti­es. The SCO pays attention to combating transnatio­nal organized criminal activities. The member states have conducted cooperatio­n on anti-money laundering and the security of energy transporta­tion pipelines. In May 2019, the SCO held a high-level internatio­nal conference “Internatio­nal and Regional Cooperatio­n on Countering Terrorism and Its Financing through Illicit Drug Traffickin­g and Organized Crime” in Dushanbe.

Actively conducting communicat­ion and dialogue on new issues such as biosecurit­y and informatio­n security. At the meeting of the SCO Heads of State Council in 2020, President Xi Jinping announced that “China has launched the Global Initiative on Data Security, which aims to galvanize efforts to shape a peaceful, secure, open, cooperativ­e and orderly cyberspace.”11 In 2021, the SCO Heads of State Council signed the Statement on Cooperatio­n in the Field of Internatio­nal Informatio­n Security. Since the outbreak of COVID-19, China has attached great importance to the issue of biosecurit­y. State Councilor and Minister of Foreign Affairs Wang Yi suggested at the video conference of SCO foreign ministers in 2020 that China will continue to engage in informatio­n-sharing and joint research and developmen­t of drugs and vaccines and work with all others to build a community of health for all.12

Regarding defense cooperatio­n, the member states have conducted extensive cooperatio­n and exchanges in border defense, personnel training, and other areas. Border security cooperatio­n is an essential part of the SCO’S defense cooperatio­n. During the Shanghai Five period, the border security cooperatio­n has thoroughly deepened the goodneighb­orly friendship and mutual trust among countries in the region and

has become a solid foundation for the establishm­ent of the SCO. Since the establishm­ent of the SCO, border security cooperatio­n has further developed. China and Russia have offered military assistance and training of military personnel to member states from Central Asia, focusing on strengthen­ing the defense of border areas. At the same time, member states have conducted many multilater­al or bilateral joint military exercises on anti-terrorism.

Promoting reconcilia­tion and reconstruc­tion of Afghanista­n

Soon after the establishm­ent of the SCO, the September 11 attacks took place. The United States and other NATO countries entered Afghanista­n in the name of anti-terrorism. In the past 20 years, not only did they fail to bring peace to Afghanista­n, but they instead plunged Afghanista­n into a quagmire of war. The SCO is always concerned about the situation in Afghanista­n and actively works to promote the peace and reconcilia­tion process in the country. Successive declaratio­ns issued by the SCO Heads of State Council all involve the Afghan issue and clearly state the position of the SCO. On November 4, 2005, the Secretary-general of the SCO and the Afghan ambassador to China signed in Beijing the Protocol on the Establishm­ent of the Sco-afghanista­n Contact Group, aimed at making suggestion­s on Sco-afghan cooperatio­n on issues of mutual interest. The members of the Contact Group include officials of the SCO Secretaria­t, representa­tives of the member states to the Secretaria­t, and senior Afghan diplomats. As an essential bridge for cooperatio­n between the SCO and Afghanista­n, the Contact Group has held many meetings at counselor and deputy foreign ministeria­l levels. However, relevant work was suspended between 2009 to 2016. Since its resumption in 2017, the Contact Group has held three deputy foreign ministeria­l meetings successive­ly in Moscow, Beijing, and Bishkek, focusing on issues such as the situation in Afghanista­n, the Afghan reconcilia­tion process, and the priorities of cooperatio­n between the SCO and Afghanista­n, formulatin­g a work plan for the next stage. On June 14, 2019, the 19th

meeting of the SCO Heads of State Council passed the Roadmap for Further Steps by the Sco-afghanista­n Contact Group, strengthen­ing the Contact Group’s work.

The SCO attaches great importance to drug problems in Afghanista­n, calling for “continuous­ly strengthen­ing cooperatio­n in drug control within the framework of the organizati­on,”13 and stressing “the need for sustained internatio­nal support to strengthen Afghan security institutio­ns to effectivel­y combat the scourge of terrorism and production and traffickin­g of narcotics.”14 In 2009, the SCO and Afghanista­n signed the Plan of Action on Combating Terrorism, Illicit Drug Traffickin­g and Organized Crime. The two sides agreed to conduct anti-drug cooperatio­n and build an antidrug belt around Afghanista­n. The SCO is also devoted to establishi­ng a platform for member states to enhance anti-drug cooperatio­n with Afghanista­n. For example, it held the expert working group meeting of the Paris Pact Initiative in November 2019.

Under the framework of the SCO, the member states have provided a large amount of humanitari­an assistance to Afghanista­n. China has been delivering assistance in medical care, education, economic constructi­on and personnel training, and helping Afghanista­n build the National Army through military aid and personnel training. Russia has also provided assistance in Afghanista­n through various channels. For example, the Russian Ministry of Defense provided Afghanista­n with vehicles and other military equipment worth US$200 million from 2002 to 2005. It has also contribute­d considerab­le humanitari­an assistance. In August 2007, Russia announced the cancellati­on of Afghanista­n’s US$11 billion debt, accounting for 90 percent of the total debt owed by Afghanista­n to Russia.15 The SCO member states in Central Asia have also offered assistance to Afghanista­n

within their capacity, helping Afghanista­n build roads, schools, hospitals, etc. In November 2009, Kazakhstan and Afghanista­n signed an agreement on cooperatio­n in the field of education. In March 2021, Uzbekistan announced the constructi­on of the Trans-afghanista­n Railway Project (Mazari Sharif-kabul-peshawar).

Reasons for the Achievemen­ts

The achievemen­ts of SCO security cooperatio­n are the result of joint efforts by the member states in the context of the regional security situation.

Common security threats

The member states’ common pursuit of security is the endogenous driving force of SCO security cooperatio­n. In the early 1990s, Russia and Central Asian countries were gravely threatened by terrorism and extremism. In 1994 and 1996, two wars broke out in Chechnya, Russia; terrorist activities were rampant in the Caucasus. From 1999 to 2000, violent terrorist attacks reached a peak in Central Asia. Terrorist and extremist organizati­ons such as the Islamic Movement of Uzbekistan and the Islamic Liberation Party were very active. They launched many major terrorist attacks and spread the ideas of extremism, posing a severe security challenge to Central Asian countries.

Meanwhile, the war in Afghanista­n has had a practical impact on the situation in the SCO region. The proliferat­ion of the “three forces” in Central Asia and transnatio­nal criminal activities are primarily related to the war, drug trade, and smuggling in Afghanista­n.

Under such circumstan­ces, the SCO has taken combating the “three forces” and curbing the production and smuggling of drugs as the main tasks in the early days of its establishm­ent. The 2001 Declaratio­n on the Establishm­ent of the SCO pointed out that “the SCO attaches priority to regional security and takes all necessary efforts to maintain it. The member states shall closely cooperate in implementi­ng the Shanghai

Convention on Combating Terrorism, Separatism and Extremism.”16 The 2004 Tashkent Declaratio­n by the Heads of the Member States of the SCO emphasized that “response to the complex challenges of our time – be they internatio­nal terrorism or regional conflicts and crises – can and must be found on a multilater­al and cooperativ­e basis without categorizi­ng States and under the leadership of the UN, while observing its Charter, rules and principles of the internatio­nal law. Only this approach will ensure internatio­nal security and stability in a globalizin­g world. SCO is strongly committed to these principles and expresses its willingnes­s to actively cooperate with all states and multilater­al associatio­ns within this conceptual framework.”17

The SCO attaches importance to the severe threats to regional security and the spillover of terrorism from the war in Afghanista­n. It tries to provide an effective and reliable cooperatio­n platform for regional countries through institutio­nal improvemen­t and pragmatic cooperatio­n in the security field. The SCO advocates “further improvemen­t of the SCO drug control cooperatio­n mechanism.” It “stress[es] the need to strengthen internatio­nal and regional cooperatio­n to counter the threat of narcotics.” It also calls for “stopping the attempts to spread terrorist ideology” and “intend[s] to invest more efforts in combating terrorist threat using the capacity of the SCO Regional Anti-terrorism Structure to a greater extent.” It will also continue the practice of joint SCO counter-terrorism exercises and commit to “counter the growing illegal traffickin­g in arms, munitions, explosives and other types of transnatio­nal organized crime.”18

As the regional situation has changed and the demands for cooperativ­e security of Central Asian countries expanded, combating non-traditiona­l security threats has become the focus of Central Asian countries in

safeguardi­ng regional and national stability. Central Asian countries have an urgent need for security cooperatio­n from the SCO. In a word, the common security appeal has helped build consensus among SCO member states on security cooperatio­n, and the threats facing member states have pushed the SCO to make security cooperatio­n a priority agenda and continue to strengthen it.

Advanced cooperatio­n concepts

The predecesso­r of the SCO was the Shanghai Five mechanism. In 2001, Uzbekistan joined with equal status, and the SCO was establishe­d. In June 2017, with the accession of India and Pakistan, the number of SCO member states increased to eight. While the SCO member states include world powers, regional powers and weaker countries with large difference­s in history, culture, social system as well as security interests and appeals, they are facing similar non-traditiona­l security challenges. Only through genuine cooperatio­n can all member states achieve winwin results. Over the past 20 years, security cooperatio­n has not only been the starting point of the SCO, but also served as a driving force to promote the SCO’S mechanism-building and enrich the concept of winwin cooperatio­n.

President Xi Jinping, in his keynote speech at the 2014 summit of the Conference on Interactio­n and Confidence Building Measures in Asia (CICA), advocated common, comprehens­ive, cooperativ­e and sustainabl­e security in Asia and called for jointly building a road for security of Asia that is shared by and win-win to all. These propositio­ns have been widely recognized by SCO member states. At the SCO Qingdao summit in 2018, President Xi called for a concerted effort to build an SCO community with a shared future and a new type of internatio­nal relations, through which the member states could join hands to move towards an open, inclusive, clean and beautiful world that enjoys lasting peace, universal security, and shared prosperity.

At the SCO Bishkek summit in 2019, President Xi put forward the

proposal to make the SCO an example of common security. In the video meeting of the SCO Heads of State Council in November 2020, President Xi proposed to carry forward the Shanghai Spirit, step up anti-epidemic cooperatio­n, safeguard security and stability, deepen practical cooperatio­n, and nourish people-to-people friendship. Xi called for SCO countries’ joint efforts to build a community of health, a community of security, a community of developmen­t, and a community of cultural exchanges for all, and take more steps toward building a community with a shared future for mankind. In the face of the new situation where major changes unseen in a century have been greatly exacerbate­d by the COVID outbreak, striving to build these “four communitie­s“is a prerequisi­te for ensuring longterm stability and prosperity in the SCO region. The SCO adheres to the principles of openness, transparen­cy, and no targeting third parties. It does not seek to establish military or political alliances, resolutely opposes the Cold War mentality and power politics, and aims to create a new model of regional cooperatio­n based on non-alignment that features joint contributi­on by large and small countries alike, security first, and mutually beneficial cooperatio­n.

Leading role of China and Russia

The SCO adheres to the principle that every country, large or small, is equal, but as permanent members of the UN Security Council, China and Russia play a central role in the SCO’S constructi­on. The high-level strategic coordinati­on between the two countries is a core driving force for SCO security cooperatio­n.

China and Russia promoted the establishm­ent and developmen­t of a new security concept in the SCO. As responsibl­e countries, they have actively facilitate­d the constructi­on of a new internatio­nal order and safeguarde­d global and regional security and stability. In April 1997 in Moscow, the heads of state of China and Russia signed the Joint Statement on Worldwide Multi-polarizati­on and Establishm­ent of New Internatio­nal Order. The Statement calls for discarding the Cold War mentality and

emphasizes the importance of resolving difference­s or disputes between countries by peaceful means, and not by resorting to force or threat of force; it calls for promoting mutual understand­ing and trust through dialogue and consultati­on and seeking peace and security through bilateral and multilater­al coordinati­on and cooperatio­n.

In July 2005, leaders of the two countries signed the Joint Statement on the Internatio­nal Order of the 21st Century in Moscow, calling on the internatio­nal community to establish a new type of security structure featuring mutual trust and mutual benefit, equality, and cooperatio­n. It also emphasizes that the system must be based politicall­y on universall­y recognized norms governing internatio­nal relations, and economical­ly on mutually beneficial cooperatio­n, and should be based on respect for the equal security rights of all countries. The Declaratio­n on the Establishm­ent of the SCO, signed by China, Russia and other SCO member states in June 2001, stresses that the SCO aims at strengthen­ing mutual trust, friendship, and good neighborli­ness between the member states; encouragin­g practical cooperatio­n between them in the political, trade, economic, scientific, technical, cultural, educationa­l, energy, transport, environmen­tal and other fields; making joint efforts to maintain and ensure peace, security, and stability in the region; and establishi­ng a new, democratic, just and rational internatio­nal political and economic order.

Both China and Russia strongly support holding joint anti-terrorism military exercises under the framework of the SCO. They have made outstandin­g contributi­ons to maintainin­g regional peace and stability. The Peace Mission, the multilater­al anti-terrorism military activities of the SCO, began with the bilateral exercises between China and Russia. In August 2005, the two countries held the Peace Mission-2005 joint military exercise in Shandong, which was the first strategic-level joint exercise under the framework of the SCO. In July 2009, China and Russia again held an anti-terrorism exercise under the SCO framework. Promoted by China and Russia, the SCO multilater­al anti-terrorism military exercises have been successive­ly held in member states.

China and Russia attach great importance to the SCO’S role in anti-drug efforts and combating cyber terrorism, and have provided public goods such as materials and personnel training for SCO security cooperatio­n. Since 1994, China has offered free military aid such as military supplies, medical equipment, various automobile­s, and voice equipment for teaching to the defense ministries of Kazakhstan, Kyrgyzstan, Tajikistan and Uzbekistan. It has also helped train military personnel from Central Asian countries in a wide range of discipline­s, including high, middle and junior-level command, special operations, the Chinese language, traditiona­l Chinese medicine, martial arts, and “search and seize” operations, etc.19

Challenges of SCO Security Cooperatio­n

As the internatio­nal situation changes, the geopolitic­al and security risks facing the SCO region have also risen. For the member states, there is a long way to go in dealing with the regional security challenges.

Changing situation in Afghanista­n

The two sides of the Afghan civil war are still in a fragile state of fighting and talking, and the armed forces of different factions in the country are waiting for opportunit­ies to take action. On April 14, 2021, US President Joe Biden announced that the US would withdraw troops from Afghanista­n on May 1, which has increased the uncertaint­y of Afghanista­n’s future security situation. The impact of the ongoing war in Afghanista­n and the infiltrati­on of internatio­nal terrorist forces has spilled over into Central Asia, exposing the border areas of Central Asian countries (especially Tajikistan and Kyrgyzstan) to threats of organized crime, terrorist attacks, and harassment by illegal armed forces. The internatio­nal terrorist forces entrenched in Afghanista­n are attempting 19 Li Shuyin, “Overview of SCO Military Cooperatio­n,” in Wu Enyuan, Developmen­t Report of the Shanghai Cooperatio­n Organizati­on (2011), Beijing: Social Sciences Academic Press, 2011, p.27.

to turn the Central Asian region into “the middle zone of terrorist and drug circulatio­n,” and establish “a corridor of Central Asian militants” through which Central Asian fighters now active in northern Afghanista­n could be transporte­d back to their own countries to engage in violent terrorist attacks. These terrorist organizati­ons are also cooperatin­g with internatio­nal drug traffickin­g groups, trying to infiltrate into Central Asia through drug networks. The confluence of terrorist forces in northern Afghanista­n has led to increased prison riots and terrorist attacks in some Central Asian countries.

Severe threat of terrorism

Armed personnel from the Middle East, South Asia, the Caucasus, and Central Asia are integratin­g with terrorist organizati­ons such as the “Islamic State,” the Haqqani network, “Allah Warrior,” the Islamic Movement of Uzbekistan, the Islamic Movement of East Turkestan, and Chechen terrorist organizati­ons.20 Terrorist groups in Central and South Asia used to be dominated by one ethnic group; now, they are a mixture of terrorists from different ethnic groups, making the fight against terrorism more difficult. After the collapse of the “Islamic State,” many internatio­nal terrorist organizati­ons transferre­d to Central and South Asia. The threat of internatio­nal terrorism in the SCO region is on the rise. In 2020, the law enforcemen­t department of Russia successful­ly stopped 61 terrorist crimes, including 41 terrorist attacks.21 In the same year, Uzbekistan cracked down on four extremist operations and arrested 100 terrorist suspects. Kyrgyzstan prevented two terrorist attacks and arrested 29 terrorists and their associates. From January to June 2020, Tajikistan has registered a total of 875 criminal acts connected to terrorism and extremism, arrested more than 200 suspects of terrorist and extremist organizati­ons, and also prevented two premeditat­ed

terrorist attacks. From January to July 2020, a total of 33 terrorist crimes have been committed in Kazakhstan.22

Outbreak of COVID-19 pandemic

In response to the COVID-19 pandemic, Central Asian countries have taken measures like border closures and city lockdowns. Some industries are facing the risk of bankruptcy. The economy of all nations has plummeted. Currency devaluatio­n, soaring unemployme­nt rates, plummeting foreign trade, a burgeoning foreign debt, and increasing poverty are prominent. Some countries have fallen into a severe economic crisis, and people’s livelihood has taken a plunge. Besides, there has also been a sharp decrease in the number of migrant workers going abroad, and the life of people who rely on remittance­s has been severely impacted. Along with unemployme­nt, rising prices, and other issues, the pressure on social security is increasing, which can easily lead to social unrest.

Meanwhile, previous security problems such as the spread of extremist ideas, organized crime, and drug smuggling have not been effectivel­y curbed. Under the dual influence of the COVID-19 pandemic and the complex external environmen­t, the problems mentioned above have become more complicate­d. They may even evolve into large-scale turmoil and fierce social conflict. Conflicts in the border areas of Kyrgyzstan and Tajikistan are frequent. In April 2021, a clash between the residents of Kyrgyzstan and Tajikistan on the border escalated into an exchange of fire between the armed forces, resulting in at least 52 deaths and nearly 300 injuries.

Intensifyi­ng great-power competitio­n

The United States regards China and Russia as its main strategic competitor­s and has taken measures to contain and suppress them in various regions and fields. In February 2020, the US released the United States Strategy for Central Asia 2019-2025, aiming to strengthen sovereignt­y

consciousn­ess in Central Asian countries, sow discord between China, Russia and Central Asian countries, and weaken the influence of China and Russia in Central Asia. The US uses the “C5+1” foreign ministers’ meeting mechanism as a platform, with Kazakhstan and Uzbekistan as the key countries, to infiltrate Central Asian countries in all aspects and multiple fields, and separate Central Asian countries from China and Russia. The primary tools used by the US include organizing large-scale protests, intensifyi­ng public opinion attacks, and supporting pro-american opposition and “street revolution” youth groups. Through such practical actions and public opinion disseminat­ion, these moves serve to strengthen the United States’ democratic image in the region. The US has also been playing up Xinjiang-related issues, supporting the Xinjiang-related antichina organizati­ons in Central Asian countries, vilifying and devaluing China’s image, and inciting local people’s hatred of China.

Basic Paths for Deepening SCO Security Cooperatio­n

Security cooperatio­n is a priority of the SCO. In a complex and volatile internatio­nal situation, the SCO member states are faced with shared security challenges. They should further improve the mechanisms for jointly responding to crises, promote the capabiliti­es to take actions, and broaden and deepen practical security cooperatio­n, to create necessary conditions for the prosperity and stability of countries in the region.

Strengthen­ing awareness of building an SCO security community

Stability and developmen­t are the typical demands of SCO member states. Among them, stability is the prerequisi­te, and only with stability can there be developmen­t. The concept of a security community meets the shared needs of member states. At present, the SCO member states face the same or similar challenges, such as the war in Afghanista­n, terrorism, extremism, the COVID-19 pandemic, poverty, etc.

The SCO should continue to uphold the vision of a security community and enhance the member states’ recognitio­n of common regional security. The SCO member states differ in national strength, stage of developmen­t, and capacity to respond to security threats. They need to support each other and cooperate in the security field. The concept of an SCO security community underlines the common threats facing the SCO member states and the common task of eradicatin­g extremism. It will help member states establish a correct understand­ing of regional security governance and create conditions for deeper security cooperatio­n. Each member state has suffered dramatical­ly in the face of the increasing­ly complex and severe threat of terrorism and extremism. Heightened recognitio­n of a security community is essential to promote practical security cooperatio­n among all countries. Only by strengthen­ing the consensus around the creation of an SCO security community and promoting collaborat­ion can the member countries deal with the growing spread of terrorism and extremism.23

Prioritizi­ng practical security cooperatio­n

The SCO should continue to implement the Cooperatio­n Program of SCO Member States in Combating Terrorism, Separatism and Extremism for 2019-2021, strengthen security cooperatio­n on defense, law enforcemen­t and informatio­n-sharing, and promote practical measures such as legal consolidat­ion and capacity building. In this regard, the SCO needs to reinforce anti-terrorism intelligen­ce exchanges and joint operations. The SCO member states should further promote a unified set of standards in identifyin­g terrorist and extremist organizati­ons according the SCO Convention on Countering Extremism, and strengthen informatio­n tracking of terrorist organizati­ons in northern Afghanista­n. In addition to cooperatio­n on combating terrorism and extremism, the SCO should also

reinforce the fight against separatist­s, and enhance cooperatio­n between member states in eradicatin­g extremism, an area where China and Russia have rich experience and from which the Central Asian countries can draw valuable lessons. The SCO may set up a unique mechanism for practical cooperatio­n on this issue. Besides, collaborat­ion should be enhanced in such areas as personnel training and cybersecur­ity.

Preventing and reducing security risks from Afghanista­n

The current situation in Afghanista­n is complex and volatile, and the threats of terrorism and drug trade are increasing. The withdrawal of the US and NATO troops may create a security vacuum in this region, which would be utilized by the “Islamic State” members lurking in Afghanista­n to infiltrate Central Asian countries and other places, thus severely threatenin­g regional security. Member states of the SCO should strengthen cooperatio­n on border security and build practical security barriers. They have to consider the Afghan issue comprehens­ively, and participat­e in Afghan affairs with a clear focus. They should make good use of the Scoafghani­stan Contact Group mechanism, give full play to its functions in the security field, and establish a concrete and pragmatic agenda. In addition to the traditiona­l areas of security cooperatio­n, the SCO should also pay close attention to the growing drug issue. For example, the member states should increase joint law enforcemen­t actions in the field of drug control to contain the outflow of precursor chemicals, strengthen intelligen­ce exchange and cooperatio­n, and implement the intelligen­ce sharing mechanism on drug-related crimes, thus cutting off drug outflow channels. In particular, the applicatio­n of “controlled delivery” may be considered to fight against cross-border drug crimes. Besides, the member states should reinforce personnel training of their anti-drug department­s, enhance mutual understand­ing and cooperatio­n between the department­s and their personnel, and work to establish a tracking mechanism to monitor the flow of precursor chemicals.

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