Hindustan Times ST (Jaipur)

A new challenge for federalism

Proportion­al representa­tion is enshrined in the Constituti­on. Each state receives Lok Sabha seats in proportion to its population and allocates those seats to constituen­cies of roughly equal size. Indian states have grown at drasticall­y different rates ov

- Milan Vaishnav and Jamie Hintson letters@hindustant­imes.com

For over seven decades, India’s system of democratic federalism has been credited with holding the country together amid unparallel­ed ethnic, linguistic, and religious diversity. India’s post-independen­ce constituti­on granted its sub-national states significan­t powers over many aspects of day-to-day governance. Shortly thereafter, in the mid1950s, Indian states were reorganise­d on linguistic grounds, a farsighted political decision that defused many potential battles around linguistic identity.

If federalism is the glue that has kept the world’s largest democracy together, there are growing signs that this adhesive is becoming unstuck. The primary culprit is not relations between the Centre and the states, but disparitie­s among the states themselves. For instance, the wealth gap between India’s states has exploded in recent decades; research by Praveen Chakravart­y and Vivek Dehejia demonstrat­ed that, as of 2017, India’s three richest states were three times richer than its three poorest states. Population growth has also been highly skewed.

Thanks to falling fertility rates, India’s southern population is growing much more slowly than the northern population. Yet, a large share of the central government’s allocation of resources to the states (via the apolitical Finance Commission) is still based on population figures from the outdated 1971 Census. Difference­s in wealth and demography fuel interstate migration, largely from poorer and younger northern states to more prosperous southern and western states. Collective­ly, these inequaliti­es raise new questions about India’s federal design and create a potentiall­y explosive wedge between the country’s leading and laggard regions.

In this general election season, another troubling dimension of interstate inequality is bubbling beneath the surface: political representa­tion. The chronic unwillingn­ess of India’s political class to reallocate parliament­ary seats in light of the country’s changing demographi­cs has led to severe and entrenched malapporti­onment. As long as India’s politician­s defer tough decisions on the legislativ­e seats India’s states deserve, the current crisis of representa­tion will only deepen.

THE DEBATE ON REPRESENTA­TIONAL FUTURE SHOULD NOT BE DELAYED ANY FURTHER. A STRONG ARGUMENT CAN BE MADE THAT ANY SUCH CONVERSATI­ON SHOULD BE PART AND PARCEL OF A LARGER NEGOTIATED FEDERAL COMPACT BETWEEN THE CENTRE AND THE STATES

KICKING THE CAN DOWN THE ROAD

Proportion­al r e presentati on is enshrined in India’s constituti­on, which governs the allocation of seats in the Lok Sabha. Article 81 requires that each state receive seats in proportion to its population and allocate those seats to constituen­cies of roughly equal size. Proportion­al representa­tion is not mandated for India’s Union Territorie­s (UTS) — Parliament may decide their allotment of seats — or for states with a population below six million (as of the Thirty-first Amendment in 1973).

The constituti­on also regulates the total number of seats in the Lok Sabha. Under current law, the Lok Sabha has a maximum sanctioned strength of 552, although its current strength sits at 545 members.

To divide these seats proportion­ally, Article 82 of the constituti­on calls for the reallocati­on of seats after every census based on updated population figures. However, the Forty-second Amendment enacted in 1976—during the Emergency rule by then prime minister Indira Gandhi—suspended the revision of seats until after the 2001 census.

In 2002, Parliament delayed reallocati­on even further, passing the EightyFour­th Amendment and extending this freeze until the next decennial census after 2026 (which will take place in 2031). However, the Eighty-seventh Amendment (2003) did allow for redistrict­ing within states based on 2001 population figures, although the total number of seats assigned to each state could not be altered. By 2031, the population figures used to allot parliament­ary seats to each state will be six decades old.

This unwillingn­ess to acknowledg­e India’s changing demographi­cs has come at a cost.

Indian states have grown at drasticall­y different rates over the past forty years, a product of disparate—albeit slowly converging—fertility rates (see chart 1). States with slow population growth, such as the southern states of Kerala and Tamil Nadu, argue that they should not be punished for curbing population growth more effectivel­y than states with ballooning population­s, such a s t he nort her n s t a t e s o f Bi har and Uttar Pradesh. The northern states, in turn, argue that they have been short-changed; after all, the notion of “one person, one vote” is a central tenet of democratic representa­tion.

Unable to resolve this dispute, successive generation­s of Indian politician­s have chosen instead to delay reallocati­on rather than reckon with its explosive implicatio­ns for parliament­ary representa­tion.

HOW BAD IS INDIA’S MALAPPORTI­ONMENT?

The ultimate outcome of this persistent deferral is severely unequal representa­tion. Malapporti­onment was already serious by 2001, when politician­s moved to delay seat readjustme­nt for a second time. Writing then, political scientist Alistair Mcmillan documented just how drastic over- and underrepre­sentation had become.

According to the 2001 Census, for instance, Mcmillan calculated that Tamil Nadu should have had seven fewer Lok Sabha seats, while Uttar Pradesh should have gained seven more.

Updating Mcmillan’s calculatio­ns to incorporat­e 2011 Census figures reveals even starker disparitie­s.

Following Mcmillan, we calculate each state’s number of seats using the Webster method, a standard formula proven to provide an unbiased allocation of seats.then, using the 2001 and 2011 Censuses, we project state population figures out to 2026 and repeat this calculatio­n, illustrati­ng the severity of malapporti­onment by the time the freeze on reapportio­nment expires. Table 1 displays the revised seat counts for each state. Because the state of Andhra Pradesh was bifurcated (into Andhra Pradesh and Telangana) in 2014, the analysis aggregates these states.

These updated numbers cause sizable shifts in political power. Four north Indian states (Bihar, Madhya Pradesh, Rajasthan, and Uttar Pradesh) would collective­ly gain 22 seats, while four southern states (Andhra Pradesh, Kerala, Telangana, and Tamil Nadu) would lose 17 seats. Based on our population projection­s, these trends will only intensify as time goes on. In 2026, for instance, Bihar and Uttar Pradesh alone stand to gain 21 seats while Kerala and Tamil Nadu would forfeit as many as 16.

REIMAGININ­G THE 2014 ELECTIONS

Unsurprisi­ngly, reapportio­nment carries profound implicatio­ns for political parties. Parties with bases concentrat­ed in fast-growing northern states—like the Bharatiya Janata Party (Bjp)—would gain power at the expense of southern regional heavyweigh­ts. To illustrate, we simulate the impacts of reapportio­ning seats on the basis of the 2011 Census on the 2014 Lok Sabha election results. Assuming that the proportion of seats in each state won by each party does not change, the BJP’S majority would have increased from 282 to 299, largely at the expense of southern regional parties (Chart 2).

MISREPRESE­NTATION IN THEORY AND PRACTICE

While these dramatic shifts in seats held by each state suggest acute misreprese­ntation, the extent of the problem greatly depends on the chosen unit of analysis.

Total population does not perfectly correlate with the number of electors or voters in a constituen­cy.

Northern states tend to have low levels of both voter registrati­on—in part due to a disproport­ionate share of young residents below the voting age of 18—and voter turnout. Thus, states that are overrepres­ented (or underrepre­sented) due to their total population may not be in terms of registered or actual voters.

For example, while MPS in Uttar Pradesh cater to nearly 3 million residents on average, compared to 1.8 million in Tamil Nadu, the number of registered voters per constituen­cy is similar (chart 3). Incredibly, slightly more voters per constituen­cy went to the polls in Tamil Nadu than in Uttar Pradesh in 2014. This finding suggests that while citizens might “count less” in states with parliament­ary underrepre­sentation, the same is not necessaril­y true of actual voters.

POSSIBLE SOLUTIONS

Barring another constituti­on amendment, parliament­ary seats will not be reallocate­d until after the 2031 Census. However, this fact should not delay a comprehens­ive federal discussion of the various dimensions of interstate inequality, including the tricky issue of representa­tion. What solutions might policymake­rs envision?

The first strategy is simply committing to a reallocati­on after 2031 and resisting the urge to kick the can down the road once more. This is the “pulling off the Band-aid” strategy: the longer the process drags on, the more pain will eventually be felt by changes in the balance of political power.

Another solution, which has also been proposed by Mcmillan, is to increase the number of seats in the Lok Sabha. This has two clear advantages. First, increasing the number of MPS would address 4 3 2 1 the ballooning size of constituen­cies, which hamstrings MPS’ responsive­ness to constituen­ts’ ne e d s . At p r e s e nt , I ndi a n MPS represent an average of 2.5 million citizens—over three times the number for a n y o t h e r d e mocra t i c country (see chart 4).

Expanding the size of the house may also be more politicall­y feasible than reapportio­ning the current number of seats, as it provides job security for MPS in states otherwise set to lose seats. Mcmillan proposes that the Lok Sabha be expanded just large enough that the most overrepres­ented state does not lose any seats under reapportio­nment.

Using the Webster method and 2001 Census figures, he calculates that the Lok Sabha would have to expand from 545 to 668 members for this to occur. We find that the Lok Sabha would have to swell to 718, based on 2011 figures, and to 848, based on 2026 projection­s-- far exceeding the maximum strength of any Lower House or unicameral body in a democratic country today. Under this proposal, Uttar Pradesh would have a whopping 143 seats, while Kerala’s parliament­ary delegation of 20 would remain unchanged (see chart 5).

A third solution is reforming the compositio­n of the Rajya Sabha.

This “Council of States” is intended to offer a venue for states to advocate their interests. However, a 2003 amendment broke the link between a representa­tive and his or her state by eliminatin­g an earlier “domicile requiremen­t,” which had mandated MPS be residents of the state they represent. In the absence of any residency requiremen­t, political parties can nominate virtually any candidate to a vacant Rajya Sabha seat without regard for the candidate’s geographic home.

Fixing the domicile issue will only go so far, however.

Even before the 2003 legislativ­e change, Rajya Sabha MPS got around the requiremen­t by obtaining a token local address.

An additional change worth considerin­g is ending the indirect election of Rajya Sabha members and institutin­g a process of direct election.

An even more radical measure would involve moving toward an equal number of seats for each state, as in the US Senate. Transformi­ng the upper house into a real venue for debate of states’ interests could potentiall­y soften the opposition to a reallocati­on of seats in the Lower House.

Irrespecti­ve of the route pursued, the debate on India’s representa­tional future should not be delayed any further. A strong argument can be made that any such conversati­on should be part and parcel of a larger negotiated federal compact between the Centre and the states that would address issues of taxes, fiscal allocation­s, migration, and other concerns of interstate inequality. To miss this opportunit­y would risk inflicting further damage to India’s federal design — a vital, albeit imperfect, element of India’s democratic longevity.

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