Los Angeles Times

Despite denials, LAPD uses facial recognitio­n software

- By Kevin Rector and Richard Winton

The Los Angeles Police Department has used facial recognitio­n software nearly 30,000 times since 2009, with hundreds of officers running images of suspects from surveillan­ce cameras and other sources against a massive database of mug shots taken by law enforcemen­t.

The new figures, released to The Times, reveal for the first time how commonly facial recognitio­n is used in the department, which for years has provided vague and contradict­ory informatio­n about how and whether it uses the technology.

The LAPD has consistent­ly denied having records related to facial recognitio­n, and at times denied using the technology at all.

The truth is that, while it does not have its own facial recognitio­n platform, LAPD personnel have access to facial recognitio­n software through a regional database maintained by the Los Angeles County Sheriff’s Department. And between Nov. 6, 2009, and Sept. 11 of this year, LAPD officers used the system’s software 29,817 times.

More than 300 LAPD personnel have access to the software.

Josh Rubenstein, an LAPD spokesman, said that he could not determine how many leads from the system have developed into arrests, but that the technology has helped identify suspects in gang crimes in which witnesses were too fearful to come forward and in crimes in which no witnesses existed.

He said it has helped officers solve crimes faster than they otherwise would, and confirmed that it was recently used by the Safe LA Task Force, a coalition of law

enforcemen­t agencies investigat­ing arsons, burglaries and other crimes that occurred during protests in the city this summer.

Records reviewed by The Times also indicate that LAPD officers arrested a man in June on suspicion of sexually assaulting minors after identifyin­g him with the help of facial recognitio­n.

LAPD Assistant Chief Horace Frank said “it is no secret” that the LAPD uses facial recognitio­n, that he personally testified to that fact before the Police Commission a couple of years ago, and that the more recent denials — including two since last year, one to The Times — were just mistakes.

“We aren’t trying to hide anything,” he said.

Civil liberties advocates disagree. They said the recent denials — corrected only after The Times questioned their accuracy — are part of a long pattern of deception in which the LAPD has systematic­ally avoided discussing facial recognitio­n by denying it has records related to the technology or by claiming, erroneousl­y, that it doesn’t use it.

As such technology improves and becomes more pervasive, transparen­cy around the government’s use of it becomes all the more important — and the LAPD’s actions all the more concerning — given the potential for privacy and civil rights infringeme­nts, advocates say.

Mohammad Tajsar, a senior staff attorney at the American Civil Liberties Union of Southern California, said the ACLU was aware that the LAPD had access to the Los Angeles County Regional Identifica­tion System, or LACRIS, but unaware of the scale of use — including that hundreds of officers had access to the platform.

“That is a lot of people with access to the system, and shows its widespread usage,” he said.

Although some law enforcemen­t officials have argued that such technology is an important tool, there has also been pushback. San Francisco last year banned facial recognitio­n technology on civil liberties grounds.

According to Rubenstein, the county system allows police investigat­ors to submit images from witnesses, crime scenes, surveillan­ce cameras or other sources and compare them against a database of nearly 9 million mug shots.

The system identifies “key contour facial features,” but is “only used to develop investigat­ive leads, not to solely identify a suspect in a crime,” Rubenstein said. “No individual­s are arrested by the LAPD based solely on facial recognitio­n results.”

Still, Tajsar said the ACLU and others have serious concerns about such widespread use of the facial recognitio­n system, because computer algorithms and the system’s reliance on certain image pools such as mug shots can make for an inherently racist search process.

The technology used in Los Angeles is from DataWorks Plus, a South Carolina company that expanded into facial recognitio­n from mug shot services. In 2019, a federal study of more than 100 facial recognitio­n systems, including software used by DataWorks Plus, determined that they falsely identified Black and

Asian faces 10 to 100 times more often than white faces.

“With mug shot images, the highest false positives are in American Indians, with elevated rates in African American and Asian population­s,” the study said. found.

Todd Pastorini, DataWorks Plus’ executive vice president and general manager, said he has worked with forensic facial recognitio­n systems in California for more than a decade, and has “never observed a racial bias.”

He said his company installed three facial recognitio­n engines for LACRIS, from Rank One, NEC and Cognitec. For each probe image entered by a police officer, he said, the engines kick back positive facial matches and then the software selects the top 250 for the officer to review.

Pastorini said the systems “do not provide incorrect or correct identities,” but “a candidate list that requires the user to conduct further investigat­ion to decide whether or not to pursue that investigat­ive lead.”

LACRIS is used by 64 law enforcemen­t agencies across the county, but it’s unclear which or how many use the facial recognitio­n feature. The L.A. County Sheriff ’s Department would not answer questions from The Times about the system’s use.

As the use of facial recognitio­n among law enforcemen­t has grown, California lawmakers have stepped in to put limits on it — including in connection with other technology systems such as officers’ body cameras.

However, the LAPD has escaped some scrutiny in those discussion­s, in part because of its erroneous claims of not using the technology.

For example, in the summer of 2019, The Times asked Rubenstein about the department’s use of facial recognitio­n for an article on proposed legislatio­n to restrict its use with body cameras.

“We actually do not use facial recognitio­n in the department,” Rubenstein responded, adding that there had been only “a few limited instances” where it was used by other agencies working on investigat­ions alongside the LAPD.

In November, the department denied a public records request for documents related to its use of facial recognitio­n software by saying it didn’t use such technology or any related services.

In June, police officials denied a records request for LAPD policies on facial recognitio­n by claiming none existed. They’d given a similar response several years before, when the Center on Privacy and Technology at Georgetown Law requested records as part of a project assessing facial recognitio­n capabiliti­es at major police department­s across the country.

However, last month, another records request, this one filed by Medium senior writer Dave Gershgorn, met with more success. The request specifical­ly asked for emails mentioning “facial recognitio­n,” “DataWorks Plus” and other related terms, and in response the LAPD released 368 pages of officers discussing the technology with one another and LAPD officials issuing directives around its use.

“I need it all the time for my Burglary cases,” one detective wrote to a colleague in May, in an effort to get trained on the system.

Another detective wrote to a colleague May 30, the day mass protests, arsons and burglaries broke out in the city, musing that the department should look into purchasing a new system of facial recognitio­n, as it “may be a way of identifyin­g violent protesters and looters.”

In another email from February, Lizabeth Rhodes, director of the LAPD’s Office of Constituti­onal Policing and Policy, directed commanders to ensure that only personnel who had received proper training on the system were accessing it, and that policies related to its use were followed. The memo also addressed the new state law barring its use with body cameras.

Facial recognitio­n technology “shall not be utilized to establish any database or create suspect identifica­tion books,” the memo read. “Additional­ly, FRT shall not be used as a general identifica­tion tool, when there is no investigat­ive purpose, or as the sole source of identifica­tion for a subject’s identity.”

After reviewing the emails, which were posted to an online portal for city records, The Times sent Rubenstein a list of questions about the department’s use of facial recognitio­n and its previous denials of such usage.

In response, Rubenstein disclosed the nearly 30,000 uses since 2009 — nearly 3,750 of which occurred since February, when Rhodes put out her advisory — and said that 330 people in the LAPD have access to the system. That number had been higher, standing at 525 officers with access at the time the department denied that it used facial recognitio­n to The Times.

Rubenstein said that use of the county system is provided to LAPD at no cost, and that the LAPD does not use the software to scan crowds or in any livestream­ing capacity. Despite regular audits of its use, he said he is not aware of any instances when the system has been misused by LAPD officials.

Rubenstein said his previous statement to The Times denying that the LAPD used such technology was intended only to convey that it did not use it with its body cameras — a key issue in the legislatio­n that was pending in Sacramento at the time. He did not specify that distinctio­n at the time, and the request for informatio­n from The Times had not specified body camera use.

The LAPD also sent a correction last week to the records requester who was told in November that the LAPD doesn’t use facial recognitio­n.

“We are writing to inform you that the previous statement that was sent to you ... was inaccurate,” the message read.

Beyond the denials, confusion around the LAPD’s use of facial recognitio­n today is also partially rooted in its own vague references to the technology in the past — including that it ran various “pilot” programs that featured the technology.

For example, the Center on Privacy and Technology report, published in 2016, noted that the LAPD had described a closed-circuit TV surveillan­ce system equipped with facial recognitio­n technology in 2005 as a “smart car” that would be equipped with it in 2007 and a CCTV system in the west San Fernando Valley that could recognize faces from 600 feet away in 2013.

Citing those examples, the report concluded that the LAPD “may have the most advanced face recognitio­n system in the country,” but that it was unclear because the agency had responded to the center’s request for records by saying it had none to disclose.

Rubenstein said that although discontinu­ed programs in the past may have used the technology, the LAPD currently uses facial recognitio­n only through LACRIS.

 ?? Eric Risberg Associated Press ?? A SECURITY camera in San Francisco, which banned facial recognitio­n technology last year. The LAPD says its denials of using the technology were just mistakes. “We aren’t trying to hide anything,” one official said.
Eric Risberg Associated Press A SECURITY camera in San Francisco, which banned facial recognitio­n technology last year. The LAPD says its denials of using the technology were just mistakes. “We aren’t trying to hide anything,” one official said.

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