The Arizona Republic

NTSB: Driver mostly to blame for Uber crash

- Ryan Randazzo

The operator of a self-driving Uber that hit and killed a pedestrian in Tempe last year was the primary cause of the accident because she was watching “The Voice” on her phone instead of the road.

That’s the finding from the National Transporta­tion Safety Board, although the federal agency identified several other contributo­ry causes in its final report submitted on Tuesday.

It’s the first such declaratio­n by any official entity regarding the accident’s cause. The board also recommende­d new federal and state requiremen­ts for testing autonomous cars on public roads.

Beyond the driver, the board found plenty of blame to go around for the nation’s first pedestrian fatality involving a self-driving car. Officials called out Uber’s lax safety culture, the pedestrian who was high on methamphet­amine, and the state of Arizona’s lack of safety requiremen­ts for the cars.

But the car itself wasn’t fully autonomous. It was a test vehicle intended to be monitored by the operator, so much of the blame went to her.

“This was not a self-driving vehicle. We’re not there yet,” NTSB Chairman Robert Sumwalt said at a meeting in Washington, D.C., to determine the probable cause of the crash. “The vehicle operator was not paying attention at the time of the crash.”

The crash happened in March 2018 when 49-year-old Elaine Herzberg was crossing Mill Avenue and was hit by an autonomous­ly driving Volvo owned by Uber. Behind the wheel was 44-yearold Rafaela Vasquez, who police determined was watching TV on her phone.

Still, many things went wrong, the NTSB found. Among them were Uber’s failure to program its cars to predict the movement of people jaywalking, and the company’s decisions to turn off the standard Volvo emergency brakes and to require their own system to pause a full second before emergency braking.

Criminal charges are still possible

Ultimately, the NTSB approved a probable cause for the accident that primarily blamed Vasquez, who could still face manslaught­er charges in Maricopa County.

“The case is currently under review by our office,” said Jennifer Liewer, communicat­ions director for the Maricopa County Attorney’s Office. “We are considerin­g all findings and relevant informatio­n surroundin­g the crash, including findings by the NTSB.”

NTSB analyses and determinat­ions of probable cause cannot be entered as evidence in a court of law, according to the federal agency. That is done to help ensure its investigat­ions focus only on improving transporta­tion safety.

Uber’s “inadequate” risk assessment and failure to monitor drivers also played a contributi­ng role in the death, NTSB decided.

The NTSB also determined that Herzberg being high on methamphet­amine and crossing outside a crosswalk contribute­d to the crash, as did the Arizona Department of Transporta­tion for “insufficie­nt oversight of automated vehicle testing.”

Arizona takes some blame

Arizona’s role in welcoming selfdrivin­g vehicles and lax regulation of them was a focus of Tuesday’s hearing.

“Arizona through an executive order has some testing policies, and a few more for testing without a driver, but essentiall­y none for testing with a person inside the vehicle,” said Ensar Becic, a project manager and human performanc­e investigat­or in the Office of Highway Safety at the National Transporta­tion Safety Board.

Gov. Doug Ducey issued an executive order in 2015 that cleared the way for self-driving tests in Arizona, and gave the state Department of Transporta­tion permission to create rules for the industry. The Department of Transporta­tion simply requires self-driving companies to notify the agency that they are testing, and to follow motor vehicle laws.

Ducey held a press conference in December 2016 when Uber brought its selfdrivin­g vehicles to Arizona from California after a regulatory dispute there.

Ducey issued a second executive order just weeks before the fatal crash, and it requires companies that test cars with no operator behind the wheel to essentiall­y ensure the cars can come to a safe stop if they have problem.

Because Uber had an operator in its car during the fatal accident, this didn’t pertain to the company.

NTSB board member Jennifer Homendy said the federal government and states are failing the public by not setting safety standards for self-driving tests.

“I actually think there is a major failing on the federal government’s part and the state of Arizona because they also didn’t have any standards in place and still don’t,” Homendy said. “We need some leadership on the federal level and we need some leadership on the state level.”

Ducey spokesman Patrick Ptak issued a statement after the NTSB meeting highlighti­ng the fact that after the fatal crash, Ducey directed the company to stop testing here. Uber had ceased running self-driving cars in Arizona prior to that directive.

“It’s with an eye toward safety that Arizona will continue to embrace innovation and initiative­s to address trafficrel­ated accidents,” Ptak said.

“With safety as our top priority, we will continue to work with first responders, local and federal government partners, industry experts and the private sector to make sure Arizona is taking all appropriat­e action to ensure the safe testing of self-driving technology in the state.”

Many changes at Uber since crash

The NTSB discussed many of the improvemen­ts Uber’s Advanced Technologi­es Group has made in its self-driving tests since the accident.

The company doesn’t test in Arizona anymore, but has a test program in Pittsburgh where cars are limited to 25 miles per hour and have the Volvo emergency braking system engaged while running autonomous­ly.

Experts called before the board to discuss the crash said the company has fully committed to working with federal officials to bolster safety.

“I appreciate the way Uber has been a good party,” Sumwalt said.

Nat Beuse, Uber ATG head of safety, said in a prepared statement Tuesday that the company deeply regrets the crash.

“Over the last 20 months, we have provided the NTSB with complete access to informatio­n about our technology and the developmen­ts we have made since the crash,” he said.

“While we are proud of our progress, we will never lose sight of what brought us here or our responsibi­lity to continue raising the bar on safety.”

New rules recommende­d

The NTSB also approved six recommenda­tions after the investigat­ion.

❚ That the National Highway Traffic Safety Administra­tion require companies testing self-driving cars on public roads to submit a self-assessment to the agency.

❚ That NHTSA develop a way to evaluate those self-assessment reports to determine whether the companies have adequate safeguards, including how they monitor operators.

❚ That the state of Arizona require companies to submit an applicatio­n for testing self-driving cars that at a minimum details plans to manage the risks of crashes and driver inattentiv­eness, and to lay out countermea­sures to crashes.

❚ That the state establish a task group of experts to evaluate those applicatio­ns before granting them.

❚ That the American Associatio­n of Motor Vehicle Administra­tors inform other states of the details of the Tempe crash to encourage them to set up an applicatio­n for similar tests.

❚ That Uber complete a safety management system for self-driving tests, which the company has stopped in Arizona but which continue in Pittsburgh.

The NTSB has no regulatory or enforcemen­t powers.

Officials said the self-driving car industry has a long way to go before reaching the promise of safer roads.

“Ultimately, it will be the public that accepts or rejects automatic — automated driving systems, and the testing of such systems on public roads,” Sumwalt said.

“Any company’s crash affects the public’s confidence. Anybody’s crash is everybody’s crash. And by the same token, successful safety measures required industry-wide can bolster public confidence, public safety and the industry’s future.”

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