The Guardian (USA)

Are your kids being spied on? The rise of anticheati­ng software in US schools

- Mark Keierleber This story was produced by the 74, a non-profit, independen­t news organizati­on focused on education in America

In the middle of night, students at Utah’s Kings Peak high school are wide awake – taking mandatory exams.

At this online-only school, which opened during the pandemic and has seen its enrollment boom ever since, students take tests from their homes at times that work best with their schedules. Principal Ammon Wiemers says it’s this flexibilit­y that attracts students – including athletes and teens with part-time jobs – from across the state.

Any student who feels compelled to cheat while their teacher is sound asleep, however, should know they’re still being watched.

The cost of round-the-clock convenienc­e is their privacy. During exams, their every movement is captured on their computer’s webcam and scrutinize­d by Proctorio, a surveillan­ce company that uses artificial intelligen­ce. Proctorio software conducts “desk scans” in an effort to catch testtakers who turn to “unauthoriz­ed resources”, “face detection” technology to ensure there isn’t anybody else in the room to help and “gaze detection” to spot anybody “looking away from the screen for an extended period of time”.

Proctorio then provides visual and audio records to Kings Peak teachers with the algorithm calling particular attention to pupils whose behaviors during the test flagged them as possibly engaging in academic dishonesty.

Such remote proctoring tools grew exponentia­lly during the pandemic, particular­ly at US colleges and universiti­es, where administra­tors seeking to ensure exam integrity during remote learning met with sharp resistance from students. Online petitions demanded institutio­ns end the surveillan­ce regime; lawsuits accused the tools of violating their constituti­onal rights and relying on “racist algorithms” that set off a red flag when the tool failed to detect Black students’ faces.

K-12 schools’ use of remote proctoring tools, however, has largely gone under the radar. Nearly a year since the federal public health emergency expired, an analysis by the 74 has revealed that K-12 schools nationwide – and online-only programs in particular – continue to use tools from digital proctoring companies on students, including those as young as kindergart­enaged children.

Civil rights activists, who contend AI proctoring tools fail to work as intended, harbor biases and run afoul of students’ constituti­onal protection­s, said the privacy and security concerns are particular­ly salient for young children and teens, who may not be fully aware of the monitoring or its implicatio­ns.

“It’s the same theme we always come back to with student surveillan­ce: it’s not an effective tool for what it’s being claimed to be effective for,” said Chad Marlow, senior policy counsel at the American Civil Liberties Union. “But it actually produces real harms for students.”

Wiemers is aware that the school, where about 280 students are enrolled full-time and another 1,500 take courses part-time, must make a delicate “compromise between a valid testing environmen­t and students’ privacy”. When students are first subjected to the software he said “it’s kind of weird to see that a camera is watching”, but unlike the uproar at colleges, he said the monitoring had become “normalized” among his students and that anybody with privacy concerns was allowed to take their tests in person.

“It’s always strange in a virtual setting – it’s like you’re watching yourself take the test in the mirror,” he said. “But when students use it more, they get used to it.”

‘A placebo’

Late last year, Proctorio’s founder and CEO, Mike Olsen, published a blogpost in response to research critical of the company’s efficacy. A tech-savvy Ohio college student had conducted an analysis and concluded Proctorio’s face-detection capabiliti­es relied on an open-source software library with a history of racial biases – including a failure to recognize Black faces more than half of the time.

The student tested the company’s face-detection capabiliti­es against a dataset of nearly 11,000 images, called FairFace, which depicted people of multiple races and ethnicitie­s, with results showing a failure to distinguis­h Black faces 57% of the time, Middle Eastern faces 41% of the time and white faces 40% of the time. Such a high failure rate was problemati­c for Proctorio, which relies on its ability to flag cheaters by zeroing in on people’s facial features and movements.

Olsen’s post sought to discredit the research, arguing that while the FairFace dataset had been used to identify biases in other facial-detection algorithms, the images weren’t representa­tive of “a live test-taker’s remote exam experience”.

“For example,” he wrote, “children and cartoons don’t take tests so including those images as part of the data set is unrealisti­c and unrepresen­tative.”

To Ian Linkletter, a librarian from Canada embroiled in a long-running battle with Proctorio over whether its products were harmful, Olsen’s response was baffling. Sure, cartoon characters don’t take tests. But children, he said, certainly do. What he wasn’t sure about, however, was whether those younger test-takers were being monitored by Proctorio – so he set out to find out.

He found two instances, both in Texas, where Proctorio was being used in the K-12 setting, including at a remote school tied to the University of Texas at Austin. Linkletter shared his findings with the 74, which used the government procuremen­t tool GovSpend to identify other districts that have contracts with Proctorio and its competitor­s.

More than 100 K-12 school districts have relied on Proctorio and its competitor­s, according to the GovSpend data, with a majority of expenditur­es made during the height of the pandemic.

“It was just obvious that Proctorio had K-12 clients and were being misleading about children under 18 using their product,” Linkletter said, adding that young people could be more susceptibl­e to the potential harms of persistent surveillan­ce. Young children, he argued, are unable to truly consent to being monitored by the software and may not fully understand its potential ramificati­ons.

Proctorio did not respond to multiple requests for comment by the 74. Founded in 2013, the Arizona-based company claims it provided remote proctoring services during the height of the pandemic to more than 2,000 educationa­l institutio­ns globally.

In 2020, Proctorio sued Linkletter over a series of tweets in which the then-University of British Columbia learning technology specialist linked to Proctorio-produced YouTube videos, which the company had made available to instructor­s. Using the video on the tool’s “Abnormal Eye Movement function,” Linkletter tweeted that it showed “the emotional harm you are doing to students by using this technology.”Proctorio’s lawsuit alleged that Linkletter’s use of the company’s videos, which were unlisted and could only be viewed by those with the link, amounted to copyright infringeme­nt and distributi­ng of confidenti­al material. In January, Canada’s Supreme Court declined to consider Linkletter’s claim that the litigation was specifical­ly designed to silence him.

While there is little independen­t research on the efficacy of any remote proctoring tools in preventing cheating, one 2021 study found that Proctorio failed to detect test-takers who had been instructed to cheat. Researcher­s concluded the software was “best compared to taking a placebo: it has some positive influence, not because it works but because people believe that it works, or that it might work.”

‘A legitimate concern’

A rubric at UT high school, an online K-12 school operated by the University of Texas, indicates that Proctorio is used for Credit by Exam tests, which award course credit to students who can demonstrat­e mastery in a particular subject. For students in kindergart­en, and first and second grade, the district pairs district proctoring with a “Proctorio Secure Browser ”, which prohibits test-takers from leaving the online exam to use other websites or programs. Beginning in third grade, according to the rubric uploaded to the school’s website, test-takers are required to use Proctorio’s remote online proctoring.

Proctorio isn’t the only remote proctoring tool in use in K-12 schools. GovSpend data indicates, for example, that the school district in Las Vegas, Nevada, has spent more than $1.4m since 2018 on contracts with a Proctorio competitor, Honorlock.

Aside from Wiemers, representa­tives for schools mentioned in this story didn’t respond to interview requests or declined to comment. Honorlock didn’t respond to media inquiries.

Documents indicate that K-12 institutio­ns continue to subject remote learners to room scans even after a federal judge ruled a university’s use of the practice was unconstitu­tional. In 2022, a federal judge sided with a Cleveland State University student, who alleged that a room scan taken before an online exam at the Ohio institutio­n violated his fourth amendment rights against unreasonab­le searches and seizures. The judge ruled that the scan was “unreasonab­le”, adding that “room scans go where people otherwise would not, at least not without a warrant or an invitation”.

Marlow of the ACLU says he finds room scans particular­ly troubling – especially in the K-12 context. From an equity perspectiv­e, he said such scans could have disproport­ionately negative effects on undocument­ed students, those living with undocument­ed family members and students living in poverty. He expressed concerns that informatio­n collected during room scans could be used as evidence for immigratio­n enforcemen­t.

Wiemers, the principal in Utah, said that Proctorio serves as a deterrent against cheating – but that educators should avoid the urge to respond to Proctorio alerts with swift discipline. In the instances where Proctorio has caught students cheating, he said that instead of being given a failing grade, they’re simply asked to retake the test.

“There are limitation­s to the software, we have to admit that, it’s not perfect, not even close,” he said. “But if we expect it to be, and the stakes are high and we’re overly punitive, I would say [students] have a legitimate concern.”

This article was corrected on 18 April 2024 to state that a copyright infringeme­nt case brought by Proctorio against Ian Linkletter is still being argued in court. An earlier version mischaract­erized the litigation as being ruled in Proctorio’s favor.

It was just obvious that Proctorio had K-12 clients and were being misleading about children under 18 using their product

Ian Linkletter

 ?? ?? ‘It’s always strange in a virtual setting – it’s like you’re watching yourself take the test in the mirror.’ Illustrati­on: Eamonn Fitzmauric­e/The 74
‘It’s always strange in a virtual setting – it’s like you’re watching yourself take the test in the mirror.’ Illustrati­on: Eamonn Fitzmauric­e/The 74
 ?? ?? A UT high school rubric explains how it uses Proctorio software. Photograph: UT high schol
A UT high school rubric explains how it uses Proctorio software. Photograph: UT high schol

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