The Norwalk Hour

Prosecutor­s seek 8month term for lawyer for role in college admissions scandal

- By Jo Kroeker jo.kroeker @hearstmedi­act.com

GREENWICH — Federal prosecutor­s are recommendi­ng that highpowere­d Greenwich lawyer Gordon Caplan spend eight months behind bars for paying $75,000 to improve his daughter’s score on a college admissions test.

Caplan, former cochairman of the Manhattan firm Willkie Farr & Gallagher, has pleaded guilty to conspiracy to commit mail fraud and honest services mail fraud.

He is scheduled to be sentenced Oct. 3, seven months after his arrest by the FBI, in federal court in Boston for his participat­ion in Operation Varsity Blues, a federal sting operation that ensnared 50 people, including parents who bribed college officials and/ or manipulate­d test scores to gain admission to top colleges for their children, college employees who accepted bribes and others who profited from the scheme.

Caplan is also facing a fine of $40,000 and a year of supervised release. As part of a plea bargain, Caplan was looking at a prison term of eight to 14 months for his crimes.

Actress Felicity Huffman will be the first parent to be sentenced, appearing in court this Friday. Prosecutor­s are recommendi­ng one month in prison for the actress, who paid $15,000 for her daughter’s scores to be changed.

In the court documents, prosecutor­s argue that prison time is the only meaningful sanction for the fraud committed by the parents because it alone would level a wrongdoing “predicated on wealth and rationaliz­ed by a sense of privilege.”

Prosecutor­s also insist that the period of incarcerat­ion be served behind bars. Home confinemen­t would be a “penologica­l joke,” probation with community service is “too lenient and too easily coopted for its ‘PR’ value” and a fine is “meaningles­s for defendants wealthy enough to commit this crime in the first place,” they argue.

The push for jail time is not, prosecutor­s assert, a response to the public resentment the defendants’ wealth has generated.

Caplan was looking for ways to boost his daughter’s chances of getting into a good school. At the time, she was taking online classes and playing tennis, but he envisioned her attending a topranking school.

He started working with William “Rick” Singer, who ran a business helping families during the college process, both legally and illegally. He promised he could “make scores happen” to Caplan, who requested an ACT score for his daughter that could get her into a school like Cornell University, his alma mater.

In November 2018, Caplan and his daughter flew to Los Angeles to meet a neuropsych­ologist who Singer assured would fraudulent­ly diagnose her with a learning difference that would merit her extra time on the ACT. In December, they flew again to L.A. and Caplan’s daughter took the test at a center operated by a Singer coconspira­tor, Mark Riddell, who used the extra time allotted to correct her answers, according to court documents.

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