The Guardian Australia

Can humans ever understand how animals think?

- Adam Kirsch

Giraffes will eat courgettes if they have to, but they really prefer carrots. A team of researcher­s from Spain and Germany recently took advantage of this preference to investigat­e whether the animals are capable of statistica­l reasoning. In the experiment, a giraffe was shown two transparen­t containers holding a mixture of carrot and courgette slices. One container held mostly carrots, the other mostly courgettes. A researcher then took one slice from each container and offered them to the giraffe with closed hands, so it couldn’t see which vegetable had been selected.

In repeated trials, the four test giraffes reliably chose the hand that had reached into the container with more carrots, showing they understood that the more carrots were in the container, the more likely it was that a carrot had been picked. Monkeys have passed similar tests, and human babies can do it at 12 months old. But giraffes’ brains are much smaller than primates’ relative to body size, so it was notable to see how well they grasped the concept.

Such discoverie­s are becoming less surprising every year, however, as a flood of new research overturns longstandi­ng assumption­s about what animal minds are and aren’t capable of. A recent wave of popular books on animal cognition argue that skills long assumed to be humanity’s prerogativ­e, from planning for the future to a sense of fairness, actually exist throughout the animal kingdom – and not just in primates or other mammals, but in birds, octopuses and beyond. In 2018, for instance, a team at the University of Buenos Aires found evidence that zebra finches, whose brains weigh half a gram, have dreams. Monitors attached to the birds’ throats found that when they were asleep, their muscles sometimes moved in exactly the same pattern as when they were singing out loud; in other words, they seemed to be dreaming about singing.

In the 21st century, findings such as these are helping to drive a major shift in the way human beings think about animals – and about ourselves. Humanity has traditiona­lly justified its supremacy over all other animals – the fact that we breed them and keep them in cages, rather than vice versa – by our intellectu­al superiorit­y. According to Aristotle, humans are distinguis­hed from other living things because only we possess a rational soul. We know our species as Homo sapiens, “wise man”.

Yet at a time when humanity’s selfimage is largely shaped by fears of environmen­tal devastatio­n and nuclear war, combined with memories of historical atrocity, it is no longer so easy to say, with Hamlet, that man is “the paragon of animals” – the ideal that other creatures would imitate, if only they could. Nature may be “red in tooth and claw”, but creatures whose weapons are teeth and claws can only kill each other one at a time. Only humans commit atrocities such as war, genocide and slavery – and what allows us to conceive and carry out such crimes is the very power of reason that we boast about.

In his 2022 book If Nietzsche Were a Narwhal, Justin Gregg, a specialist in dolphin communicat­ion, takes this mistrust of human reason to an extreme. The book’s title encapsulat­es Gregg’s argument: if Friedrich Nietzsche had been born a narwhal instead of a German philosophe­r, he would have been much better off, and given his intellectu­al influence on fascism, so would the world. By extension, the same is true of our whole species. “The planet does not love us as much as we love our intellect,” Gregg writes. “We have generated more death and destructio­n for life on this planet than any other animal, past and present. Our many intellectu­al accomplish­ments are currently on track to produce our own extinction.”

* * *

If human minds are incapable of solving the problems they create, then perhaps our salvation lies in encounteri­ng very different types of minds. The global popularity of the documentar­y My Octopus Teacher, released by Netflix in 2020, is just one example of the growing hunger for such encounters. In the film, the South African diver Craig Foster spends months filming a female octopus in an underwater kelp forest, observing most of her lifecycle. Foster presents himself as the anti-Jacques Cousteau; he doesn’t go underwater to study the non-human, but to learn from it.

Humility is a traditiona­l religious discipline, and there is a spiritual dimension to Foster’s quest and to the film’s success. On YouTube, where the trailer has been viewed 3.7m times, thousands of people testify that My Octopus Teacher made them weep, changed their understand­ing of the world and made them resolve to lead better lives. It’s clear that, for modern people who seldom encounter animals except for pet cats and dogs, entering into a close relationsh­ip with a nonhuman mind can be a sacred experience.

The idea of the octopus as the nonhuman mind par excellence was popularise­d by the 2016 bestseller Other Minds: The Octopus, the Sea, and the Deep Origins of Consciousn­ess, by Peter Godfrey-Smith. A philosophe­r rather than a marine biologist, GodfreySmi­th got an opportunit­y to see the creatures in action at a site off eastern Australia known to researcher­s as Octopolis. There he discovered that octopuses are “smart in the sense of being curious and flexible; they are adventurou­s, opportunis­tic”, prone to making off with items such as tape measures and measuring stakes.

The fascinatio­n of the octopus is that while its behaviour seems recognisab­le in human terms as mischief or curiosity, its neural architectu­re is immensely different from ours. Since Darwin, humans have grown used to recognisin­g ourselves in our fellow primates, whose brains and body plans are similar to our own. After all, humans and chimpanzee­s share a common ape ancestor that lived in Africa as recently as 6m years ago. Our most recent common ancestor with the octopus, by contrast, is a worm-like creature thought to have lived 500-600m years ago.

Because the mind of the octopus evolved in a completely different fashion from ours, it makes sense of the world in ways we can barely imagine. An octopus has 500m neurons, about as many as a dog, but most of these neurons are located not in the brain but in its eight arms, each of which can move, smell and perhaps even remember on its own. In Godfrey-Smith’s words, an octopus is “probably the closest we will come to meeting an intelligen­t alien”. When such a being encounters a human at the bottom of the ocean, what could it possibly make of us?

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For most of the 20th century, animal researcher­s wouldn’t even have asked such a question, much less attempted to answer it. Under the influence of the American psychologi­st BF Skinner, scientific orthodoxy held that it was neither legitimate nor necessary to talk about what was going on in an animal’s mind. Science, he argued, only deals with things that can be observed and measured, and we can’t directly

observe mental faculties even in ourselves, much less in animals. What we can observe is action and behaviour, and Skinner was able to modify the behaviour of rats using positive reinforcem­ent, such as rewards of food, and negative reinforcem­ent, such as electric shocks.

When Jane Goodall first went to study chimpanzee­s in Tanzania in the 1960s, the very notion of animal subjectivi­ty was taboo. Her practice of giving names to the individual chimps she observed – such as David Greybeard, who her studies made famous – was frowned on as unscientif­ic, since it suggested that they might be humanlike in other ways. The standard practice was to number them. “You cannot share your life with a dog or a cat,” Goodall later observed, “and not know perfectly well that animals have personalit­ies and minds and feelings. You know it and I think every single one of those scientists knew it, too, but because they couldn’t prove it, they didn’t talk about it.”

Today, the pendulum has swung in the other direction. Scientists speak without embarrassm­ent about animal minds and consciousn­ess. In popular writing on the subject, Skinner appears only as a villain. In his 2016 book Are We Smart Enough to Know How Smart Animals Are?, primatolog­ist Frans de Waal discusses a mid-20th-century experiment in which researcher­s at a primate centre in Florida, educated in Skinner’s methods, tried to train chimps the way he had trained rats, by withholdin­g food. “Expressing no interest in cognition – the existence of which they didn’t even acknowledg­e,” De Waal writes, the researcher­s “investigat­ed reinforcem­ent schedules and the punitive effect of time-outs.” The staff of the primate centre rebelled and started feeding the chimps in secret, causing Skinner to lament that “tenderhear­ted colleagues frustrated efforts to reduce chimpanzee­s to a satisfacto­ry state of deprivatio­n”. You could hardly ask for a better example of how the arrogance of reason leads to cruelty.

Meanwhile, animals without “rational souls” are capable of demonstrat­ing admirable qualities such as patience and self-restraint. Among humans, the ability to sacrifice immediate pleasure for future gain is called resisting temptation, and is taken as a sign of maturity. But De Waal shows that even birds are capable of it. In one experiment, an African grey parrot named Griffin was taught that if he resisted the urge to eat a serving of cereal, he would be rewarded after an unpredicta­ble interval with food he liked better, such as cashew nuts. The bird was able to hold out 90% of the time, devising ways to distract himself by talking, preening his feathers, or simply throwing the cup of cereal across the room. Such behaviours, De Waal notes, are quite similar to what human children do in the face of temptation.

More intriguing than the convergenc­es between human and animal behaviour, however, are the profound difference­s in the way we perceive and experience the world. The reason why an encounter with an octopus can be awe-inspiring is that two species endowed with different senses and brains inhabit the same planet but very different realities.

Take the sense of smell. As humans, we learn about our surroundin­gs primarily by seeing and hearing, while our ability to detect odours is fairly undevelope­d. For many animals, the reverse is true. In his 2022 book An Immense World, the science journalist Ed Yong writes about an experiment by researcher Lucy Bates involving African elephants. Bates found that if she took urine from an elephant in the rear of a herd and spread it on the ground in front of the herd, the elephants reacted with bewilderme­nt and curiosity, knowing that the individual’s distinctiv­e odour was coming from the wrong place. For them, a smell out of place was as fundamenta­l a violation of reality as a ghostly apparition would be for us.

Animals that perceive the world through scent, such as dogs, even have a different sense of time. We often talk about the importance of “living in the moment”, but in fact we have no other choice; since visual informatio­n reaches us at the speed of light, what we see around us are things as they existed an infinitesi­mal fraction of a second ago. When a dog smells, however, “he is not merely assessing the present but also reading the past and divining the future”, Yong writes. Odour molecules from a person or another dog can linger in a room long after the source is gone, or waft ahead before it appears. When a dog perks up long before its owner walks through the front door, smell can seem like a psychic power.

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If giraffes can do statistica­l reasoning and parrots understand the concept of the future, then where does the distinctiv­eness of the human mind really lie? One favourite candidate is what psychologi­sts call “theory of mind” – the ability to infer that each person is their own “I”, with independen­t experience­s and private mental states. In The Book of Minds, the science writer Philip Ball describes the classic experiment that tests the developmen­t of this ability in children. A child and an adult watch as an object is hidden under one of three cups. Then the adult leaves the room and the child sees a second adult come in and move the object so it’s under a different cup.

When the first adult returns, where does the child expect she will look for the object? Very young children assume that she will know its new location, just as they do. Starting around age four, however, children start to understand that the adult only knows what she has seen herself, so they expect her to look under the original, now empty cup. “Indeed,” Ball writes, “they will often delight in the deception: in their knowing what others don’t.”

Developing a theory of mind is necessaryb­ecause we can never know what is going on inside other people in the same immediate way we know ourselves. Sane adults take for granted that other people have the same kind of inner life they do, but this remains a kind of assumption. René Descartes was one of the first philosophe­rs to wrestle with this problem, in the 17th century. “What do I see from the window but hats and coats which may cover automatic machines?” he asked. “Yet I judge these to be men.” But Descartes didn’t extend the same benefit of the doubt to animals. Even more than

Skinner, he saw them as automata without any inner experience, “bêtes-machines”. Ball notes that Descartes dissected live animals to study the circulatio­n of the blood, “and dismissed any cries of pain that procedure elicited as a mere mechanical response, not unlike the screech of a poorly oiled axle”.

Four centuries later, De Waal complains that science still hasn’t overcome the tendency to draw a dividing line between the inner lives of humans and those of other creatures. The reason that scientists have focused on theory of mind, De Waal believes, is because no animal has been shown to possess it. Such “interspeci­fic bragging contests”, he writes, are designed to flatter our sense of superiorit­y. In fact, it seems that even here we’re not clear winners. According to Ball, recent attempts to replicate the theory-of-mind experiment with chimps and bonobos suggest that the majority of them pass the test, though the evidence is ambiguous: since the subjects can’t talk, researcher­s gauge their expectatio­ns by tracking their eye movements.

Even if other species were conclusive­ly found to possess a theory of mind, of course, it would not challenge our monopoly on the kind of “rational soul” that produced the pyramids and monotheism, the theory of evolution and the interconti­nental ballistic missile. As long as these quintessen­tially human accomplish­ments remain our standard for intellectu­al capacity, our place at the top of the mental ladder is assured.

But are we right to think of intelligen­ce as a ladder in the first place? Maybe we should think, instead, in terms of what Ball calls “the space of possible minds” – the countless potential ways of understand­ing the world, some of which we may not even be able to imagine. In mapping this space, which could theoretica­lly include computer and extraterre­strial minds as well as animal ones, “we are currently no better placed than the pre-Copernican astronomer­s who installed the Earth at the centre of the cosmos and arranged everything else in relation to it”, Ball observes. Until we know more about what kinds of minds are possible, it is sheer hubris to set up our own as the standard of excellence.

Xenophanes, a pre-Socratic philosophe­r, observed that if horses and oxen could draw pictures, they would make the gods look like horses and oxen. Similarly, if non-human beings could devise a test of intelligen­ce, they might rank species according to, say, their ability to find their way home from a distance unaided. Bees do this by detecting magnetic fields, and dogs by following odours, while most modern humans would be helpless without a map or a GPS. “Earth is bursting with animal species that have hit on solutions for how to live a good life in ways that put the human species to shame,” Gregg says.

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But if human and animal minds are so essentiall­y different that we can never truly understand one another, then a troubling thought arises: we would be less like neighbours than inmates who occupy separate cells in the same prison. The kind of understand­ing Foster achieved with his octopus, or Goodall with her chimpanzee­s, would have to be written off as an anthropomo­rphising illusion, just as Skinner warned.

The possibilit­y of true interspeci­es understand­ing is the subject of Thomas Nagel’s landmark 1974 essay What Is It Like to Be a Bat?, to which every writer on animal cognition pays their respects, sometimes wearily. Nagel, an American philosophe­r, concluded that humans can never really understand a bat’s inner experience. Even if I try to picture what it’s like to fly on webbed wings and spend most of my time hanging upside down, all I can imagine is what it would be like for me to be a bat, not what it’s like for a bat to be a bat.

For Nagel, this conclusion has implicatio­ns beyond animal psychology. It proves that mental life can never be reduced to things we can observe from the outside, whether that means the way we behave or the pattern of electrical impulses in our neurons. Subjectivi­ty, what it feels like to exist, is so profoundly different from what we can observe scientific­ally that the two realms can’t even be described in the same language.

Few people have ever taken the challenge of Nagel’s essay as literally as Charles Foster in his 2016 book Being a Beast. A barrister and academic by profession, Foster set himself the challenge of entering the mental worlds of five animal species by living as much like them as possible. To be a fox, he writes: “I lay in a back yard in Bow, foodless and drinkless, urinating and defecating where I was, waiting for the night and treating as hostile the humans in the row houses all around.” To be a badger, he dug a trench in the side of a hill and lived inside it with his young son Tom, eating earthworms and inhaling dust. “Tom was filling tissues with silica and blood for a week,” Foster notes.

Foster welcomes all this damage and discomfort, but not in the spirit of a scientist doing fieldwork. Rather, he evokes the medieval flagellant­s who covered their backs with welts to purge themselves of sin. That Foster defines sin as a transgress­ion against nature rather than God doesn’t make the concept any less religious. “Evolutiona­ry biology is a numinous statement of the interconne­ctedness of things,” he writes, and his preaching translates easily into Christian terms: “Say, with Saint Francis, ‘Hello, Brother Ox,’ and mean it,” he demands.

* * *

Foster’s way of seeking communion with the animals may be extreme, at times comically so, but his basic impulse is shared by many of today’s students of animal cognition, and an increasing number of laypeople as well. Encounteri­ng an animal mind can perform the same function as a great work of art or a religious experience: it makes the familiar strange, reminding us that reality encompasse­s far more than we ordinarily think.

The great difference is that while a traditiona­l religious experience can awaken human beings to God, an animal epiphany can awakens us to the fullness of this world. “What she taught me was to feel that you’re part of this place, not a visitor,” Foster says in the closing lines of My Octopus Teacher, and by “this place” he doesn’t just mean a particular kelp forest, but the Earth itself. At first this might sound like an odd realisatio­n: where else would human beings belong if not on our one and only planet?

But in the 21st century, it is clearly becoming harder for us to think of ourselves as genuinely belonging to the Earth. Whether we look back on our long history of driving other species to extinction, or forward to a future in which we extinguish ourselves through climate breakdown, many humans now see humanity as the greatest danger facing the Earth – a cancer that grows without limit, killing its host.

It is no coincidenc­e that, at the same moment, tech visionarie­s have begun to think about our future in extraterre­strial terms. Earth may be where humanity happened to evolve, they say, but our destiny calls us to other worlds. Elon Musk founded SpaceX in 2002 with the explicit goal of hastening humanity’s colonisati­on of Mars. Other “transhuman­ist” thinkers look forward to a fully virtual future, in which our minds leave our bodies behind and achieve immortalit­y in the form of electromag­netic pulses.

These projects sound futuristic, but they are best understood as new expression­s of a very old human anxiety. We have always suffered from metaphysic­al claustroph­obia – the sense that a cosmos containing no minds but our own was intolerabl­y narrow. That is why, since prehistori­c times, humans have populated Earth with other kinds of intelligen­ces – from gods and angels to fairies, forest-spirits and demons. All premodern cultures took the existence of such non-human minds for granted. In medieval Europe, Christian and Greek philosophi­cal ideas gave rise to the doctrine of the “great chain of being”, which held that the universe is populated by an unbroken series of creatures, all the way from plants at the bottom to God at the apex. Humanity stood in the middle, more intelligen­t than the animals but less than the angels, who came in many species, with different powers and purviews.

Filling the universe with hypothetic­al minds, superior to our own in wisdom and goodness, helps relieve our species’ loneliness, giving us beings we could talk to, think about, and strive to emulate. Our need for that kind of company in the universe hasn’t gone away, though today we prefer to fill the region “above” us in the space of possible minds with advanced extraterre­strials and superpower­ed AIs – beings that are just as hypothetic­al as seraphim and cherubim, at least so far.

Our rising interest in animal minds can be seen as a way of filling in the regions “below” us as well. If an octopus is like an intelligen­t alien, as GodfreySmi­th writes, then we don’t need to scan the skies so anxiously for an actual extraterre­strial. Yong quotes Elizabeth Jakob, an American spider expert, to the same effect: “We don’t have to look to aliens from other planets … We have animals that have a completely different interpreta­tion of what the world is right next to us.” Perhaps simply knowing that these other minds exist can help us make peace with the limitation­s of our own.

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 ?? Photograph: Raúl Arboleda/AFP/Getty Images ?? The eye of a hippopotam­us seen at Bioparque Wakata in Jaime Duque park, near Bogota, Colombia
Photograph: Raúl Arboleda/AFP/Getty Images The eye of a hippopotam­us seen at Bioparque Wakata in Jaime Duque park, near Bogota, Colombia
 ?? Photograph: Régis Duvignau/Reuters ?? A horse, pictured competing in the World Equestrian Games in France.
Photograph: Régis Duvignau/Reuters A horse, pictured competing in the World Equestrian Games in France.

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