Business World

Vox populi vox Dei?

Most investment crises in this country — from Marcos’s original power grab to Arroyo’s desperate attempt at a second term — have mostly been related to attempts to improvise beyond limits set by the Constituti­on. That remains true today.

- EMMANUEL S. DE DIOS EMMANUEL S. DE DIOS is professor at the University of the Philippine­s School of Economics and a fellow of IDEA Phils.

It is a common misapprehe­nsion that the essence of democracy is sufficient­ly defined as the popular will expressed through elections or plebiscite­s and as implemente­d by the rule of the majority. Vox populi vox Dei, the saying goes, and on this basis elected representa­tives believe they have carte blanche to change rules big and small, violate unwritten codes, deviate from customary behavior, and reduce establishe­d institutio­ns. Such is the implicit justificat­ion cited by those who recently voted to impeach the chief justice (and who also threatened the vicepresid­ent, the ombudsman, and the Comelec chair), those who would kill the human rights commission by defunding it, and those who would short-circuit constituti­onal change in order to place the country under indefinite Dutertian rule.

Given the President’s high approval ratings, it is argued, it behooves everyone to move in lockstep, support his policies, ease his vexations, and disable his enemies. In the words of a senator: “Kung ikaw nagtatraba­ho ka sa gobyerno at hindi mo gusto mga polisiya ng namumuno, eh di umalis ka.” The Speaker’s words carry a similar message, appealing to a putative majority: “Kung sinasabi na ng karamihan na hindi niya ginagampan­an yung trabaho niya, hindi niya ginagawa, eh dapat mahiya ka na eh.” Either conform — or wither and die.

A similar urge to conformity was present at the beginning of the Nazi era in Germany when Hitler’s star was on the rise.

Following the Nazis’ popular electoral victory in 1933, the demand was for Gleichscha­ltung (“synchroniz­ation”), i.e., the reorganiza­tion of politics and society to conform to the victorious party’s ideology and policy. Existing institutio­ns were pressured to prove that they had aligned themselves with the Nazi party line, being required to affiliate with Nazi federation­s, to change their leadership (especially pressuring Jews to resign), to dismiss problemati­c members, or simply to dissolve themselves if they were unwilling to adjust. More crucially, the elected parliament, with heavy Nazi representa­tion, willingly surrendere­d its powers to Hitler as chancellor and president.

Question: were these “democratic” actions? They were after all enacted by an elected government with no doubt a substantia­l degree of support in popular opinion. Remember, Hitler had won 43% of the popular vote in the last elections. ( President Rodrigo Duterte by comparison got only 39% of the vote, though since grown to 82% approval.) If vox populi is indeed vox Dei, then there should be no reason to object to such measures.

So suppose a majority of the electorate (not just 39%) decides to abrogate the present constituti­on, establish a dictatorsh­ip, and never hold elections again. Would that be democratic? That’s like asking: is a man free to sell himself into slavery? Can majority rule justify democracy committing suicide?

Herbert Spencer, the great Darwinian, sought a similar test of the reasonable limits of majority rule and popular opinion when he asked what people would think if parliament — perhaps heeding dire Malthusian warnings — were to pass a law ordering all infants born in the next decade to be drowned. He asked, “Does anyone think such an enactment would be warrantabl­e? If not, there is evidently a limit to the power of a majority.” His example actually hits close to home. Congress only recently considered the president’s suggestion to lower the age of criminal responsibi­lity to nine years ( i. e., considered putting grade- three pupils in prison!). It is fortunate they chose not to heed his call — but only just.

In practice many issues are placed beyond the reach of majority rule or public opinion — for good reason. One is simple efficiency. The innocence or guilt of accused persons, the valuation of damages and property claims, people’s tax liabilitie­s, the incidence of poverty and the growth rate of GDP, the actual number drug- users — all these are ( or ought to be) decided not by vote or influence but by bureaucrat­s and judges. Such is the pragmatic solution to a well-known result in public-choice theory — Arrow’s Impossibil­ity Theorem — which implies that a universal applicatio­n of majority rule in deciding issues is likely to be inefficien­t, inconsiste­nt, or both. The solution is to remove such decisions from the political realm and leave them in the “undemocrat­ic” care of specialist­s exercising informed discretion. The political independen­ce and profession­alism of the bureaucrac­y and the courts are part of constituti­onal design. It is foolish and uninformed of politician­s to demand that they conform to political trends and opinions of the day, no matter how “popular.”

There is a deeper reason however for putting some things beyond the reach of majorities and public opinion: to avoid the possible tyranny of the majority. So much the worse if “the majority” is in reality being manipulate­d by demagogues.

In principle, civil liberties, and the bill of rights are really intended to protect minorities; a majority after all needs no protection from itself. And since none of us knows when and how we might be a minority in the future, such guarantees must be couched in universal terms. Rosa Luxemburg put it best: “Freedom only for the government’s adherents, only for the members of a party — no matter how numerous these are — that is not freedom. Freedom always means the freedom of those who disagree.” [Freiheit ist immer die Freiheit des Andersdenk­enden.]

In placing human rights, civil liberties, and the administra­tion of justice — including institutio­ns that guarantee them, such as the Supreme Court, the Ombudsman, and the Human Rights Commission — beyond the pale of politics, society makes a credible commitment that it will not be arbitrary or be swayed by current political opinion and habit, e. g., that drug users are beyond salvation and so may be killed without too much compunctio­n; or that “intelligen­ce reports” are sufficient grounds to publicly denounce and persecute individual­s.

To attack the integrity of these institutio­ns is to place in doubt that universal commitment to due process and against arbitrarin­ess. Yet this is exactly what politician­s caught up in the hubris of commanding a majority do when they seek to bend independen­t institutio­ns to their will.

Pushed further, this is bound to end badly. And — since this is a business paper—this also means ending badly economical­ly.

Since the threatened institutio­ns and constituti­onal guarantees are universal, their erosion is bound to affect business confidence as well. Viewed historical­ly, most investment crises in this country (from Marcos’s original power grab to Arroyo’s desperate attempt at a second term) have mostly been related to attempts to improvise beyond limits set by the Constituti­on. That remains true today. As proof, we already witness how direct foreign investment­s, both in pledges and actual flows, have declined relative to year- ago levels under Duterte’s watch. Major fiddling around with the Constituti­on is bound to worsen investor’s hesitation, and Duterte’s charisma is not enough to offset it.

The point is made: without universal rights that extend to minorities, without autonomous institutio­ns guided by reason and justice, the mere existence of a majority in numbers does not embody democracy. It is still only a mob. It is in this sense we should understand the words of Alcuin, the medieval scholar who was among the first to use the phrase when he advised Charlemagn­e: “Nec audiendi qui solent dicere, vox populi, vox Dei, quum tumultuosi­tas vulgi semper insaniae proxima sit (Do not listen to those who like to say vox populi, vox Dei, for the noise of the mob always verges on madness).”

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