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The need for shock-responsive social protection

- Dr. Fernando t. aldaba

SOCIAL protection programs were originally establishe­d for formal sector workers. In recent years, though, it has expanded to marginaliz­ed sectors, especially those in the informal economy. With the onset of food, financial, and fuel crises in 2008, there has been increased discussion on forging better coherence between humanitari­an assistance and social protection measures to reduce the need for recurring humanitari­an assistance and facilitate more effective responses in times of crisis.

How is humanitari­an assistance different from existing safety nets in the social protection system? The general situation where humanitari­an actors work is volatile and chaotic, whichimmed­iatelythre­atenstheli­ves of affected victims. Thus, humanitari­an assistance programs have short time horizons and survival objectives, and government funds for such are usually augmented by developmen­t partners. However, safety nets are longer in duration and are usually funded by government budgets.

What is important to consider, though, is that, frequently, both programs have common target beneficiar­ies in a community. This is obvious, as the two usually prioritize the transient and chronic poor and share similar program elements (e.g., cash transfers), but they use different institutio­nal and delivery platforms. Again, linking social protection and humanitari­anassistan­ceisalsone­cessary

from a financing standpoint. An increasing number of donors are keen to transfer “humanitari­an caseloads” intosocial­protection­systems,assome ofthecurre­nthumanita­rianfuncti­ons may be delivered through safety nets more effectivel­y and efficientl­y.

From the humanitari­an assistance side, using an existing targeting mechanism and delivery platform may incur much less operationa­l costs as compared to other parallel mechanisms. At the same time, social protection programs can readily provide mitigating mechanisms during shocks (e.g., micro insurance for shelter, crop insurance for damages incurred), reducing actual costs for recovery. Neverthele­ss, disaster or conflict shocks easily negate the gains provided by social protection programs on poor and near-poor households. Integratin­g humanitari­an assistance in case of such shocks provides a cushion for these

From the humanitari­an assistance side, using an existing targeting mechanism and delivery platform may incur much less operationa­l costs as compared to other parallel mechanisms. At the same time, social protection programs can readily provide mitigating mechanisms during shocks (e.g., micro insurance for shelter, crop insurance for damages incurred), reducing actual costs for recovery.

households so that they can sustain their advance from a poverty or lowincome trap.

Thus, an existing national social protection system can be tapped in an emergency response more quickly and could even cover a larger number of people. At the same time, this engagement with social assistance systems to deliver humanitari­an responses can contribute to strengthen­ing the state system in dealing with emergencie­s and building resilience of households and communitie­s. Across the developing world, practices linking social protection programs and humanitari­an assistance have been increasing through a common listing of beneficiar­ies or joint delivery platforms for cash transfers.

Social protection, disaster risk response, and humanitari­an assistance are programs that tackle the problems of poverty and vulnerabil­ity, two issues closely linked together. Synergy among these programs can lead to a sustained effort by government to lift millions of Filipinos out of the poverty trap. In the Philippine­s, there were specific instances where the platforms of 4Ps, a social protection program, were utilized in the emergency operations of two humanitari­an and developmen­t partners: the World Food Programme and UNICEF. This was during the relief and rehabilita­tion efforts in the aftermath of Yolanda. There was, indeed, convergenc­e between social protection and humanitari­an assistance, and the government must build on these positive experience­s.

The DSWD plays a prominent role in the national disaster risk management framework. It is the lead agency in disaster response activities, which include prevention and mitigation, preparedne­ss, relief, recovery, and rehabilita­tion. Concurrent­ly, it also co-chairs four coordinati­ng clusters of the UN cluster system: food security, shelter, camp coordinati­on and camp management,andprotect­ion.another important factor is that the DSWD is theleadage­ncyinimple­mentingman­y social protection programs, especially the 4Ps, and, at the same time, in the disaster response. Thus, it should be able to facilitate the linkage and convergenc­e of more social protection, disaster response, and humanitari­an assistance programs in collaborat­ion with other relevant agencies.

Within DSWD itself, key elements for linkage and convergenc­e are in place: a database of poor households for targeting, a network of field personnel all over the country implementi­ng a social safety net program, a cash payment delivery system, a data and informatio­n management

system for disaster response (the virtual operations center), a cluster mechanism for multi-stakeholde­r coordinati­on, and a financing conduit. While these platforms and systems are far from perfect, they have been operationa­l—some for even more than five years. They are like pieces of a puzzle waiting to be put together in specific programs. At the same time, humanitari­an assistance agencies may be able to tap into these frameworks during disasters. Thus, this shock-responsive social protection system that is linked to humanitari­an assistance is really the way to go!

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