The Manila Times

PH complied with UNCLOS to win arbitratio­n

Now the country needs quiet negotiatio­ns in invoking rule of law

- JAIME S. BAUTISTA

THE Philippine­s won in almost all its submission­s against China in the South China Sea award by the UN Convention on the Law of the Sea (UNLOS) Arbitratio­n Tribunal, including the main issues that compelled the arbitratio­n complaint, namely: that China had prohibited Phil - in Scarboroug­h Shoal, and that China had unlawfully interfered with Philippine petroleum exploratio­n in the Reed Bank which is within the exclusive economic zone ( EEZ) of the Philippine­s. The Tribunal ruled that the deci

The ruling, however, declined the Philippine­s’ submission that, following the decision, the Tribunal should issue a Declaratio­n that China shall respect the rights and freedoms of the Philippine­s and comply with its duties under the Convention. The Tribunal “noted that both the Philippine­s and China have repeatedly accepted that the Convention and general obligation­s their conduct.”

The Tribunal considered that “the root of the disputes at issue in this arbitratio­n lies in fundamenta­lly different understand­ings of their respective rights under the Convention in the waters of the South China Sea.” The Tribunal recalled that it is a fundamenta­l principle of internatio­nal law that bad faith is not presumed, noting that Article 11 of Annex VII provides that the “award ... shall be complied with by the parties to the dispute.”

Even inside the Philippine­s, there was difference of opinion on the issue of historic rights and the effect of the UNCLOS provi- sion on these rights. A group of Philippine lawyers opposed the enactment of Republic Act baselines of the Philippine­s. This law was passed, on the recommenda­tion of the Department of Foreign Affairs, to ensure that Philippine law conforms with UNCLOS, which the Philippine­s is bound to observe under the principle of pacta sunt servanda as a party to this Convention. This was necessary to enable the Philippine­s to come to the UNCLOS tribunals with clean hands in case of need to protect its rights under the Convention.

The petition before the Philip-

pine Supreme Court to declare RA 9522 unconstitu­tional was based on the Philippine­s’ historic rights over waters passed by Spain to the United States. The petition alleged that the archipelag­ic baselines defined in the law reduced Philippine maritime territory in violation of Article 1 of the 1987 Philippine Constituti­on. The petition argued that RA 9522 “dismembers a large portion of the Philippine territory - tion of national territory under the Treaty of Paris and related treaties, successive­ly encoded under the 1935, 1973 and 1987 Constituti­ons.

The petition was based on the Treaty Limits doctrine, which declares that what Spain ceded to the US under the Treaty of Paris, of 1898, were the islands and

found within the boundaries of the rectangula­r area drawn under the treaty. According to this theory, the territoria­l waters of the Philippine­s extend hundreds of miles around the Philippine archipelag­o, embracing the said rectangula­r area. However, under UNCLOS, the territoria­l sea cannot extend beyond 12 nautical miles from the baselines.

The Supreme Court understood that UNCLOS has nothing to do with the acquisitio­n or loss of territory, which is governed by general internatio­nal law on occupation, accretion, cession and prescripti­on. The baselines are only statutory mechanisms for parties to UNCLOS to delimit with precision the extent of their maritime zones and continenta­l shelves.

The petitioner­s further objected to the declaratio­n in RA 9522 that the Kalayaan Island Group (KIG) shall be determined as “Regime of Islands” because “this weakens our territoria­l claim” to KIG and results in a great loss of maritime area. However, RA 9522 issued this declaratio­n to make our claim consistent with Article 121 of UNCLOS. The article enunciates the principle that the nature of the land, whether they are islands or rocks, determines its maritime entitlemen­ts.

The Supreme Court observed that the KIG was not included in the pre-UNCLOS baselines of the previous law, and that the inclusion of the KIG within the Philippine­s archipelag­ic baselines would have resulted in the breach of two provisions of UNCLOS. Consequent­ly, the treatment of KIG within the “regime of islands” was a responsibl­e observance of the Philippine

obligation under UNCLOS. Moreover, as noted above, under the UNCLOS “regime of islands,” land features generate their own maritime zones.

It may be noted that the Philippine government, with all the three branches taking part, prepared well to use the rule of law as a shield to protect the Philippine­s’ countries against bigger powers. The second plank in the defense of our national territory and maritime zones would be the use of diplomacy and political alliances, and the third should be credible armed forces as a deterrent to unlawful use of force.

The legal strategy of the Philippine­s in the arbitratio­n case was to question the basis of the nine-dash line because it cuts across and attempts to deprive the Philippine­s of two-thirds of its EEZ. The Philippine­s also needed to demonstrat­e that China has no maritime zones overlappin­g our EEZ or continenta­l shelf. Once both of these were establishe­d, China would have no legal basis to remain in, or to threaten to occupy, any of the submerged features in our EEZ/ continenta­l shelf— such as Mischief Reef, Reed Bank or the Second Thomas Shoal— because these would clearly form part of our continenta­l shelf.

It may be noted that the Treaty Limits doctrine is based on the theory of historic rights over waters in the high seas. The Arbitratio­n Tribunal concluded that prior to UNCLOS, the waters of the South China Sea were legally part of the high seas. The Tribunal further concluded that the ninedash line was a claim of historic rights to resources within the high seas, and that if such rights existed, it was extinguish­ed by the Convention to the extent that they were incompatib­le with the Convention’s system of maritime zones because the Convention comprehens­ively allocates rights to maritime areas. China could not, therefore, claim historic rights to resources within the Philippine­s’ EEZ.

The provision in RA 9522 designatin­g the KIG as within the “regime of islands” allowed the Philippine­s to maintain that all of the land features within the so-called group of Spratly Islands are rocks without any EEZ. As the land features in the socalled group of Spratly Islands would have only a territoria­l sea of 12 nautical miles, their maritime zones would not overlap with the Philippine­s’ 200- nautical- mile EEZ/continenta­l shelf in the West Philippine Sea/South China Sea.

The non- designatio­n of baselines for the KIG likewise allowed the Philippine position to be in conformity with the Tribunal’s ruling that the Convention does not provide for a group of islands, such as the Spratly Islands, to generate maritime zones collective­ly as a unit.

With the absence of overlappin­g maritime zones between the Philippine­s and China, the Tribunal ruled that Mischief Reef, Second Thomas Shoal and the Reed Bank, being submerged at high tide, are neither islands nor rocks, and form part of the EEZ and continenta­l shelf of the Philippine­s. However, the Tribunal disagreed with the Philippine position that McKennan Reef, located within the Philippine­s’ EEZ, and Gaven Reef (North), located on the high seas, are submerged features, and ruled that both are high-tide features and are, therefore, rocks with their own 12-nautical-mile territoria­l sea.

The Philippine­s did not raise the issue of sovereignt­y over Scarboroug­h Shoal, which is well within the Philippine­s’ EEZ, as this is outside the UNCLOS Arbitratio­n Tribunal’s jurisdicti­on, which is limited to the interpreta­tion or applicatio­n of the UNCLOS Convention on maritime zones. Likewise, the Arbitratio­n Tribunal does not have jurisdicti­on to decide which country has territoria­l sovereignt­y over McKennan Reef and Johnson Reef, both of which are also within the Philippine­s’ EEZ. These three rocks are enclaves within the Philippine­s’ EEZ, with a territoria­l sea of their own of 12 nautical miles. Unfortunat­ely, the Philippine­s cannot bring the issue of sovereignt­y over these rocks to the Internatio­nal Court of Justice or some other tribunal without China’s consent.

This is unfortunat­e because the UN Charter, under its Art. 2 (3) requires member states to settle their internatio­nal disputes by peaceful means in such a manner that internatio­nal peace, security and justice are not endangered, and its Art. 2 (4) further provides that: “All members shall refrain in their internatio­nal relations from the threat or use of force against the territoria­l integrity or political independen­ce of any State, or in any manner inconsiste­nt with the Purposes of the United Nations.”

On the other hand, as can be appreciate­d, the compulsory settlement of disputes by arbitratio­n under the UNCLOS regarding the interpreta­tion and applicatio­n of its provisions is an example of the progressiv­e developmen­t of internatio­nal law to rule out force in the settlement of internatio­nal disputes. The state- parties to UNCLOS gave their prior consent to the compulsory settlement mechanism in UNCLOS by ratifying or acceding to the Convention. This innovation under UNCLOS makes it possible that such disputes are settled within a reasonable time in a peaceful manner.

Since the arbitratio­n ruling in favor of the Philippine­s is a final and binding award, the Philippine­s has the rule of law firmly in its favor. China has the difficult task of opposing and maintainin­g its opposition to the rule of law. Although the arbitratio­n case was between the Philippine­s and China, the arbitratio­n ruling benefits the rest of the world. Vietnam has expressly recognized the jurisdicti­on of the Arbitral Tribunal, while the Tribunal’s decision that the nine- dash line has no legal basis also serves to defend the maritime claims of Malaysia, Brunei and Indonesia. Since the Arbitral Tribunal has declared that the South China Sea, minus the maritime zones of the coastal states, is legally high seas, all the countries of the world enjoy the freedom of the high seas in the South China Sea, including the freedom of fishing. The correspond­ing deep seabed under the high seas and their resources also pertain to all countries under the concept of common heritage of mankind.

The Arbitratio­n Tribunal noted that both China and the Philippine­s have repeatedly accepted that the Convention and and regulate their conduct. China needs a little time to resolve its internal debate on the arbitratio­n ruling. Skillful diplomacy and good faith on both sides may enable China to see the light at the end of the tunnel, and comply with the provisions of the UNCLOS Convention.

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