Dayton Daily News

3 area public officials ran afoul of ethics law

They were among the 22 around Ohio reprimande­d in 2020.

- By Josh Sweigart Staff Writer

A former state senate president, a Miami County commission­er, and a Preble County fire chief were among 22 public officials who entered into settlement agreements with the Ohio Ethics Commission last year after running afoul of state ethics laws.

The ethics commission enters into settlement agreements with public officials across Ohio — usually as reprimands in lieu of prosecutio­n — for violating state ethics laws. The agency doesn’t post them online. The Dayton Daily News, using Ohio public records law, obtains the agreements every year.

Three of the settlement­s last year dealt with area or statewide officials.

Former Senate president

Thomas Niehaus was a state senator from Clermont County from 2005 to 2012 and served as president of the Senate in 2011 and 2012. He then became a consultant and lobbyist for Columbus-based Vorys Advisors LLC.

Ohio Gov. John Kasich appointed Niehaus in 2013 to the Ohio Air Quality Developmen­t Authority, which aims to improve air quality in Ohio by investing in air quality projects, facilities and research.

In August 2019, Niehaus requested an advisory opinion from the ethics commission asking if he could serve on the AQDA board while lobbying for energy companies and groups. The ethics commission responded that first he needed to fill out ethics disclosure forms.

Niehaus then requested a meeting with the ethics commission executive director, where he self-reported that he appeared before numerous state agencies on behalf of clients over the years without filing the required disclosure forms.

“Niehaus resigned from the AQDA effective Oct. 4, 2019, rather than recuse himself from what likely would have been numerous board discussion­s and likely votes where a conflict might exist,” the settlement agreement says.

The ethics commission in May 2020 found Niehaus violated state law by lobbying for multiple clients before several state boards, commission­s and agencies since March 2013 without making proper disclosure­s.

The commission found Niehaus did the proper reporting required by lobbyists to the Joint Legislativ­e Ethics Commission, and self-reported the issue to the Ohio Ethics Commission.

“The investigat­ion found no evidence that he acted in his official capacity concerning any client, and, in fact, when it occurred on one occasion, he actively recused himself by leaving the meeting and not just abstaining from participat­ing,” the settlement says.

Niehaus admitted that he violated ethics law and accepted a reprimand from the commission in lieu of prosecutio­n.

Contacted by the Dayton Daily News, Niehaus said: “I discovered a reporting oversight in the summer of 2019, I reported it immediatel­y, corrected it, end of story.”

Miami County commission­er

Miami County Commission­er John “Bud” O’Brien entered into an ethics commission settlement agreement last year for violating ethics law when he applied for a job with the Miami County Board of Developmen­tal Disabiliti­es.

The settlement agreement, finalized in January 2020, says O’Brien’s county commission term expired in December 2018. In June 2018, he contacted the developmen­tal disabiliti­es superinten­dent about interest in an open position and applied for the job a month later, it says.

During this time, he continued voting on matters concerning the developmen­tal disabiliti­es board, it says.

The county prosecutor in July 2018 issued an opinion saying O’Brien’s actions were a conflict of interest and referred the matter to the Ohio Ethics Commission.

“I want to assure the citizens of Miami County that O’Brien’s behavior is atypical of our electedoff­icials,”CountyPros­ecutor Anthony Kendell said in a release in January 2020. “I have a zero tolerance policy on any acts remotely resembling unethical or criminal behavior, especially by any public official.”

O’Brien acknowledg­ed violating state ethics law and accepted a reprimand from the Ethics Commission.

O’Brien’s attorney Mark Weaver said the issues O’Brien voted on were routine, unanimous votes. Weaver said the job O’Brien applied for would have started after his retirement from the commission, and he withdrew his applicatio­n after legal counsel said it was a conflict and cooperated with the investigat­ion.

“Mr. O’Brien’s actions were inadverten­t, he never received anything of value, and he now has a much better understand­ing of the complicate­d legal issues brought to light by the profession­al and proper review of the commission and its staff,” Weaver said.

West Alexandria fire chief

Former West Alexandria fire chief Jeff Shafer entered into a settlement agreement with the Preble County prosecutor in March 2020 after an investigat­ion by the Ohio Ethics Commission.

The investigat­ion found Jeff Shafer promoted his son Brad Shafer to fire lieutenant in 2011, and later directed him to be promoted to EMS lieutenant.

He also recommende­d village council hire his son Zach Shafer as a general laborer — which they did — and later recommende­d they create a new EMS coordinato­r position for him, the settlement says. After council didn’t create the position, he sent Zach Shafer to Sinclair Community College to take a fire inspector course with village funds.

In July 2016, Jeff Shafer directed the assistant fire chief to promote Zach Shafer because counsel had told him that it would be nepotism if he promoted his son himself, the settlement says.

It says Zach Shafer was later fired “for insubordin­ation and disobeying a direct order,” and Jeff Shafer recommende­d rehiring him in 2017.

Per the terms of the settlement agreement, Jeff Shafer acknowledg­ed that he violated Ohio ethics law, though he disputes some of the allegation­s. He was ordered to attend ethics training and pay the village $1,707 in restitutio­n.

Jeff Shafer’s attorney Steven Hobbs said in an interview with the Dayton Daily News that village council made the final decisions on hiring and promotions. The settlement agreement acknowledg­es the village solicitor raised no objections to Jeff Shafer’s actions.

Hobbs said the ethics complaint was “political backlash.” Zach Shafer ran for village council in 2017 and was elected in 2019.

Hobbs said the sons were qualified for the positions they were given, and in small towns like West Alexandria it’s not uncommon for multiple family members to lead and work for the same department.

“In small communitie­s, people in the volunteer fire department aren’t doing it for money, they’re doing it because it’s a family tradition, or heritage, it’s service to the community,” he said.

Village Council fired Jeff Shafer last year after the ethics settlement.

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