Los Angeles Times

Legislator­s question misconduct policies

Assembly hearing uncovers a muddied process for reporting, tracking complaints.

- BY JAZMINE ULLOA During the hearing, Gravert said Assembly policy requires officers to keep records for at least six years. jazmine.ulloa@latimes.com

California Assembly members held a special hearing last week in what they called a first step to overhaulin­g how the chamber handles claims of sexual misconduct and harassment.

In an almost five-hour subcommitt­ee meeting — the first of its kind by either legislativ­e house — staffers and lobbyists said procedures in the state Capitol have for years protected those in power, leaving victims in fear of retaliatio­n.

The testimony also revealed that the chamber has an opaque process to report and investigat­e claims, no measures to track complaints and blurry ethics standards for elected officials.

Here are some of the unanswered questions:

How many accusers have come forward?

According to the Assembly policy handbook, an employee can report sexual misconduct verbally or in writing to his or her supervisor, the Assembly member he or she works for or officers and members of the Rules Committee. The chamber has what it calls a “zero-tolerance” policy for filing a claim, meaning employees can report any language or advance they deem offensive or unwanted.

At the hearing, lawmakers were unable to get a complete picture of the problem from the Rules Committee. Witnesses said victims often felt unsafe coming forward, fearing retributio­n from powerful bosses. Of those who did, the committee could not provide clear data on when, how often or against whom they had filed complaints.

Assembly Rules Committee Chairman Ken Cooley (D-Rancho Cordova) testified that even verbal complaints are documented, saying, “We do memorializ­e the conversati­on in some way.”

Assembly Chief Administra­tive Officer Debra Gravert and Human Resources Director Tosha Cherry emphasized at the hearing that they did not track all complaints — only those that result in an investigat­ion.

Gravert also offered what initially seemed to be contradict­ory testimony on the number of complaints she received, first saying no complaints against Assembly members came in during the 3 ½ years that she has served as the chamber’s top staffer.

Later, she clarified and said her office had received several complaints against Assembly members in the last two weeks since news reports have surfaced of sexual misconduct allegation­s against Hollywood executives and lawmakers across the country.

How many investigat­ions have been launched against Assembly members?

Gravert said she could not provide the number of investigat­ions involving Assembly members over the last decade.

In response to public records requests to the Assembly and state Senate, The Times received two summary documents showing that the California Legislatur­e has investigat­ed 31 allegation­s of sexual harassment since the beginning of 2006. The Senate conducted 15 investigat­ions, and the Assembly 16.

But many details were not disclosed, including incident dates and informatio­n on the allegation­s, including which of them involved lawmakers or staff. Officials also did not provide informatio­n on how the cases were resolved.

One of the investigat­ions tallied was a 2009 claim by legislativ­e staffer Elise Flynn Gyore, who reported she was groped by Assemblyma­n Raul Bocanegra (DPacoima), who was then a chief of staff to another lawmaker.

On Monday, Bocanegra resigned after The Times published a report in which six women accused him of making unwanted sexual advances. Gyore went public with her allegation­s against Bocanegra in an interview with The Times.

Which records are kept and for how long?

That policy has raised concerns from some that records of allegation­s against sitting Assembly members might not be preserved. Under a 2012 change to California’s term limits law, Assembly members can now serve up to 12 years.

“But we do keep records beyond that,” she assured, not specifying which types of records are retained or how long they are kept.

In an interview Thursday, Gravert and Cherry said the Assembly has different retention policies for various types of records. The chamber has copies of complaints, or so-called note-to-file documents, dating back to 2006, running a wide gamut of claims that may or may not have been policy violations.

“If it does become an investigat­ion, all those records are retained as long as the employee is still here,” Cherry said. “Otherwise, once they leave the state Assembly, those records would be maintained for six years post-separation. And that is for at least six years — that is the f loor and not the ceiling.”

How does the Assembly decide which complaints to investigat­e?

As few as two people can decide whether a sexual misconduct violation has occurred: the Assembly’s chief administra­tive officer and the human resources director.

Gravert and Cherry said Thursday that they consult the Assembly policy manual to determine whether incoming claims are policy violations. They then decide whether to escalate the complaint to an investigat­ion by referring it to internal human resources staff or outside counsel. Gravert said any sexual harassment policy violations against lawmakers would go to an outside investigat­or.

Lawmakers have raised concerns about the level of objectivit­y in the process. On Tuesday, Assemblywo­man Eloise Reyes (DGrand Terrace) asked how a human resources staff hired by the Assembly — a staff that reports to the Rules Committee — could truly be independen­t.

“I do think that investigat­ion is, in fact, independen­t, because certainly our investigat­ors are charged with determinin­g the facts, whether we like them or not,” Cherry responded.

Have the rules been evenly enforced?

Rules against sexual harassment apply to all state Assembly employees, including senior staffers and elected officials. Assemblywo­man Laura Friedman (DGlendale) asked in the hearing how policies that seemed tailored for employees are enforced against lawmakers.

Gravert said that when a complaint of a sexual nature is filed against a member of the Assembly, “we would go to an outside investigat­or.” Those investigat­ors interview all parties involved, including the member, and produce a report for the Assembly Rules Committee.

“At that point, if a member has violated the policy, the chair and the vice chair of the Rules Committee would be consulted, they would then consult with the speaker and minority floor leader as to what further action would be taken,” she said.

Some lawmakers expressed concern about the Assembly policing itself, allowing elected officials to escape the disciplina­ry standards faced by other legislativ­e employees. In the history of the Assembly, Gravert said, no elected member has ever been expelled or suspended.

 ?? Rich Pedroncell­i Associated Press ?? ASSEMBLYWO­MAN Eloise Reyes, left, during Tuesday’s hearing questioned the independen­ce and impartiali­ty of an HR staff that’s hired by the Assembly.
Rich Pedroncell­i Associated Press ASSEMBLYWO­MAN Eloise Reyes, left, during Tuesday’s hearing questioned the independen­ce and impartiali­ty of an HR staff that’s hired by the Assembly.

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