San Diego Union-Tribune (Sunday)

PUBLIC NEEDS REASSURANC­ES ON HOW VACCINES ARE VETTED

- BY VICTOR G. DEGRUTTOLA, RAYMOND L. CHA & DAVEY M. SMITH Degruttola is a research professor at the Harvard T.H. Chan School of Public Health and lives in Massachuse­tts. Cha is a fintech product manager and lives in New York. Smith is head of the Division

We believe that the public’s confidence in, and adoption of, COVID-19 vaccines — two of which the U.S. Food and Drug Administra­tion approved last month — can be enhanced by increasing public knowledge about how scientific peer review, regulation and surveillan­ce work together to ensure the safety and efficacy of vaccines. A September report by a consortium of Northeaste­rn, Harvard, Rutgers and Northweste­rn universiti­es about public trust in institutio­ns and vaccine acceptance demonstrat­ed that acceptance depends on the level of trust in scientists and researcher­s, so increasing trust should be a top public health priority. The report also noted that concerns about vaccine safety reduce uptake and therefore effectiven­ess of vaccines.

Journalist­s often mention that study findings cannot be considered definitive until they are peer-reviewed or until regulatory review has taken place, but these processes are quite distinct and serve different purposes. Publicatio­n in leading journals, review by regulatory authoritie­s such as the FDA or the European Medicines Agency, and disease surveillan­ce by public health agencies — such as the Centers for Disease Control and Prevention and the World Health Organizati­on — serve as pillars that jointly support developmen­t of policies for containing outbreaks.

Dependence on multiple pillars is a common approach for defending the public interest from adverse consequenc­es of processes that involve a complex web — often multinatio­nal — of actors and organizati­ons. For example, neither credit rating agencies nor biomedical journals — whose publicatio­n decisions rely on peer review — can serve as final arbiters of truth. In both cases, reviewers generally have limited access to important underlying data and internal processes.

Rating agencies such as Standard & Poor’s, Moody’s and Fitch, charged with the evaluation of creditwort­hi

ness, rely on organizati­ons acting in good faith with their data. Even provided with access, neither peer reviewers nor raters have the resources or capacity to assure data quality control or redo analyses. Like peer reviewing, credit rating must work in tandem with regulators like the U.S. Securities and Exchange Commission and non-government­al organizati­ons such as the Financial Industry Regulatory Authority to promote the stability of the financial systems we depend on.

Peer review of a scientific article provides important validation of the scientific appropriat­eness of design, monitoring and analysis of study data as well as of the logic that support scientific claims. But it is regulatory review that provides validation not only of data but also of manufactur­ing standards for the new product; this process requires resources well beyond what peer-reviewed journals can customaril­y provide. Regulatory review at the FDA is conducted by highly trained multidisci­plinary teams of profession­als — aided by advisory panels that provide important independen­t opinions. But this process is not the final step. Large COVID-19 vaccine studies, for example, have sample sizes of 30,000 or more, but billions of people around the globe will need to be vaccinated.

Detection of very rare events requires much larger post-review studies — which can be mandated by the FDA. Furthermor­e, assessment of the real-world impact of licensure of a new treatment is greatly benefited by CDC surveillan­ce, which provides near realtime informatio­n on morbidity and mortality trends before and after approval. Examples include the success of human papillomav­irus vaccine in reducing cervical cancer and the finding that, because of herd effects (i.e. high levels of immunity across a population), board implementa­tion of pneumococc­al vaccines yields even greater effectiven­ess than was observed in clinical trials as well.

Maintainin­g the highest level of scientific innovation (for example, the extraordin­ary speed of COVID-19 vaccine developmen­t) and the highest standards for approval of new treatments requires public engagement. This is why FDA livestream­s advisory panel meetings. Community representa­tion in the clinical research process currently exists at many levels — institutio­nal review boards, a community advisory board for National Institutes of Health funded trials, public comment at FDA panel meeting — but even broader community engagement is now required.

Bridging the increasing­ly sharp division of the citizenry into scientific/technical elites and disaffecte­d others is a tall order — but we believe making the citizenry aware of the increasing opportunit­ies for active engagement may be a useful first step. As we prepare for new leadership in Washington, D.C., and for implementa­tion of new modalities to prevent and to treat COVID-19, the time is now to create the broad coalitions needed to bring the pandemic to the swiftest possible end.

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